• Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Mark Burns formerly with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Mark Burns formerly with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: March 2024 (Chico, CA) Mark Burns Investigation Summary Here’s what you need to know about Chico, CA, stockbroker Mark Burns: Name: Mr. Mark Carey Burns Current Employer: Not…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates PFS Investments Broker Davie Ambrose
Rex Securities Law Investment Fraud Attorney Investigates PFS Investments Broker Davie Ambrose 150 150 Robert Rex, Esq.

Last Updated: March 2024 (Houston, TX) Davie Ambrose Investigation Summary Here’s what you need to know about Houston, Texas, stockbroker Davie Ambrose: Name: Mr. Davie B. Ambrose Current Employer: PFS…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Ronald Smith formerly with Spartan Capital Securities
Rex Securities Law Investment Fraud Attorney Investigates Ronald Smith formerly with Spartan Capital Securities 150 150 Robert Rex, Esq.

Last Updated: March 2024 (Stamford, CT) Ronald Smith Investigation Summary Here’s what you need to know about Stamford, CT, stockbroker Ronald Smith: Name: Mr. Ronald G. Smith Current Employer: Sanford…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Justin Ranger formerly with Ameriprise Financial Services
Rex Securities Law Investment Fraud Attorney Investigates Justin Ranger formerly with Ameriprise Financial Services 150 150 Robert Rex, Esq.

Last Updated: March 2024 (Metairie, LA) Justin Ranger Investigation Summary Here’s what you need to know about Metairie, LA, stockbroker Justin Ranger: Name: Mr. Justin Thaddeus Ranger Current Employer: Second…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Michael Cullwell a broker with Emerson Equity
Rex Securities Law Investment Fraud Attorney Investigates Michael Cullwell a broker with Emerson Equity 150 150 Robert Rex, Esq.

Last Updated: March 2024 (Irvine, CA) Michael Cullwell Investigation Summary Here’s what you need to know Irvine, CA, stockbroker Michael Cullwell: Name: Mr. Michael Gregory Cullwell DBA: Irvine Advisors LLC,…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Diana Palmieri a broker with Vanderbilt Securities
Rex Securities Law Investment Fraud Attorney Investigates Diana Palmieri a broker with Vanderbilt Securities 150 150 Robert Rex, Esq.

Last Updated:  March 2024 (Woodbury, NY) Diana Palmieri Investigation Summary Here’s what you need to know about Woodbury, NY,  stockbroker Diana Palmieri: Name:  Diana C. Palmieri Current Employer:  Vanderbilt Securities,…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Damon Mapes a broker with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Damon Mapes a broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: March 2024 (Hillsboro, Oregon) Damon Mapes Investigation Summary Here’s what you need to know about Hillsboro, OR stockbroker Damon Mapes: Name: Mr. Damon Merrill Mapes Current Employer: LPL…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Morgan Stanley Broker Darryl Cohen
Rex Securities Law Investment Fraud Attorney Investigates Morgan Stanley Broker Darryl Cohen 150 150 Robert Rex, Esq.

Darryl Cohen-Misappropriation From NBA Player Accounts    April 2023-Westlake Village, C A The FINRA records of Darryl Cohen,  a former stock broker who was last employed in the industry by Morgan Stanley…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Joshua Cook formerly with LPL Securities
Rex Securities Law Investment Fraud Attorney Investigates Joshua Cook formerly with LPL Securities 150 150 Robert Rex, Esq.

Last Updated: March 2024 (Vernal, Utah) Joshua Cook Investigation Summary Here’s what you need to know about Vernal, UT, stockbroker Joshua Cook: Name: Mr. Joshua R. Cook Current Employer: Suspended…

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  • Robert Rex, Esq.

LPL Financial Ordered to Pay $3.7M Over Variable Annuity Sales-Polaris Platinum III
LPL Financial Ordered to Pay $3.7M Over Variable Annuity Sales-Polaris Platinum III 150 150 Robert Rex, Esq.

March 2024 Update– See this for our investigation of LPL and some of their brokers.    UPDATE Jan 2017– LPL Financial  ordered to pay up to $3.7 million in restitution…

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