• Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Matt McFarland formerly with Wealthforge Securities / Kay Properties
Rex Securities Law Investment Fraud Attorney Investigates Matt McFarland formerly with Wealthforge Securities / Kay Properties 150 150 Robert Rex, Esq.

Last Updated: February 2024 (Torrance, CA ) Matt McFarland Investigation Summary Here’s what you need to know about Torrance, CA, stockbroker Matt McFarland: Name: Mr. Matthew Douglas McFarland Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Randall McGill a broker with Ausdal Financial Partners
Rex Securities Law Investment Fraud Attorney Investigates Randall McGill a broker with Ausdal Financial Partners 150 150 Robert Rex, Esq.

Last Updated: February 2024 (Homer Glen, IL) Randall McGill Investigation Summary Here’s what you need to know about Homer Glen, IL, stockbroker Randall McGill: Name: Mr. Randall Earl McGill Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Richard Rogers formerly with Belpointe Asset Management
Rex Securities Law Investment Fraud Attorney Investigates Richard Rogers formerly with Belpointe Asset Management 150 150 Robert Rex, Esq.

Last Updated: February 2024 (Phoenix, AZ) Richard Rogers Investigation Summary Here’s what you need to know about Phoenix, AZ, registered investment advisor Richard Rogers: Name: Mr. Richard Sherman Rogers, Jr.…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates John Santariello formerly with Arive Capital Markets
Rex Securities Law Investment Fraud Attorney Investigates John Santariello formerly with Arive Capital Markets 150 150 Robert Rex, Esq.

Last Updated: February 2024 (Coram, NY) John Santariello Investigation Summary Here’s what you need to know about Coram, NY, stockbroker John Santariello: Name: Mr. John Joseph Santariello Current Employer: Barred…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Cody Roos formerly with LPL Financial Services
Rex Securities Law Investment Fraud Attorney Investigates Cody Roos formerly with LPL Financial Services 150 150 Robert Rex, Esq.

Last Updated: February 2024 (Kearneysville, WV) Cody Roos Investigation Summary Here’s what you need to know about Kearneysville, WV, stockbroker Cody Roos: Name: Mr. Cody Robert Roos Current Employer: Currently…

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  • Robert Rex, Esq.

Securities Arbitration vs. Securities Mediation
Securities Arbitration vs. Securities Mediation 150 150 Robert Rex, Esq.

  The Financial Industry Regulatory Authority (FINRA) provides the following explanation of the difference between Arbitration and Mediation: “Overview Arbitration and mediation are two distinct ways of resolving securities and…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Joseph Audia formerly with Joseph Stone Capital
Rex Securities Law Investment Fraud Attorney Investigates Joseph Audia formerly with Joseph Stone Capital 150 150 Robert Rex, Esq.

Last Updated: February 2024 (Hauppauge, NY) Joseph Audia Investigation Summary Here’s what you need to know about Hauppauge, NY, stockbroker Joseph Audia: Name: Mr. Joseph Scott Audia Current Employer: VCS…

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Kimberley Nuessmann – Former Securities America Advisor Discloses a Regulatory Event-Redwood City, CA
Kimberley Nuessmann – Former Securities America Advisor Discloses a Regulatory Event-Redwood City, CA 150 150 ER

Kimberly Nuessmann Investigation February 2024 -Redwood City, CA Kimberly Nuessmann, an unregistered stockbroker who was previously registered with Securities America, Inc.  discloses a regulatory event on her FINRA record. The…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Bulltick LLC Broker Javier Martin-Riva
Rex Securities Law Investment Fraud Attorney Investigates Bulltick LLC Broker Javier Martin-Riva 150 150 Robert Rex, Esq.

Last Updated: February 2024 (Miami, FL) Javier Martin-Riva Investigation Summary Here’s what you need to know about Miami, FL, stockbroker Javier Martin-RIva: Name: Mr. Javier Martin-Riva Current Employer: Bulltick LLC,…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Marty Valade formerly with Woodbury Financial Services
Rex Securities Law Investment Fraud Attorney Investigates Marty Valade formerly with Woodbury Financial Services 150 150 Robert Rex, Esq.

Last Updated: February 2024 (Cypress, CA) Marty Valade Investigation Summary Here’s what you need to know about Cypress, CA, stockbroker Marty Valade: Name: MR. Martin Valade Current Employer: Osaic Wealth…

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