Last Updated: January 2024 (Castle Rock, CO)
Brad Watt Investigation Summary
Here’s what you need to know about Castle Rock, CO, stockbroker Brad Watt:
- Name: Bradford Lee Watt
- Current Employer: Saxony Securities
- DBA: Petra Capital Properties
- Previous Firms: Patrick Capital Markets, Colorado Financial Service Corp., Provasi Capital Partners, DFPG Investments, Realty Capital Securities
- Function: Stock Broker/ Financial Advisor
- Aliases: Brad Watt
- Primary Location: Castle Rock, Colorado
- CRD 2565438
- Can Brad Watt be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Highest Settlement or Award: $5,250
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Brad Watt As Your Stockbroker?
Brad Watt discloses settlement of a customer dispute in 2020 for $5,250 to resolve allegations that he did not disclose that the investment product included a sales commission.
Allegations of Broker Misconduct Against Brad Watt
Customers of Brad Watt have alleged the following wrongdoing in connection with the handling of customer accounts:
- Failure to disclose commission charged
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
Investigations of other Saxony Securities Brokers
If you have suffered investment losses in an account handled by Brad Watt, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
