Rex Securities Law Investment Fraud Attorney Investigates Equity Services Broker Brandon J. Larsen

Rex Securities Law Investment Fraud Attorney Investigates Equity Services Broker Brandon J. Larsen

Rex Securities Law Investment Fraud Attorney Investigates Equity Services Broker Brandon J. Larsen 150 150 Robert Rex, Esq.

Last Updated: September 2025 — Green Bay, WI

Brandon J. Larsen Investigation Summary

Here’s what you need to know about Green Bay, WI stockbroker Brandon J. Larsen:

  • Name: Brandon J. Larsen (a/k/a Brandon Jerome Larsen)
  • Current Employer: Equity Services, Inc. (CRD# 265); registered since 02/21/2024; branch office at 1500 River Pines Drive, Green Bay, WI 54311.
  • Prior Firms: Thrivent Investment Management Inc. (Green Bay, WI) 10/2013–01/2024.
  • Other Business Affiliations: DeGeneffe Financial , National Life Group , Larsen Restoration LLC , Wealth Point Financial , P&L Ventures LLC
  • CRD number: 6192239.
  • Stockbroker / Financial Advisor: Yes; FINRA registration active in MI, OH, UT, and WI
  • Can Broker be Sued in FINRA: Yes
  • Sanctioned by Securities Regulators: Yes
  • Discloses Personal Bankruptcy: Yes
  • Discharged by a Prior Employer: Yes

If you’ve sustained damages from Mr. Larsen, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.

Did You Lose Money With Brandon Larsen As Your Stockbroker?

In August 2025, FINRA finalized an AWC (Docket/Case No. 2024081055001) against Brandon J. Larsen for exercising discretion without written authorization in 14 brokerage accounts by effecting 165 trades while associated with Thrivent Investment Management Inc. Sanctions include a one-month suspension (Sept. 2–Oct. 1, 2025) and a $5,000 fine.

What is Unauthorized Trading?

Other Cases Involving Unauthorized Trading

Discretionary vs. Non-Discretionary Accounts

Earlier, a January 2016 customer complaint alleged misunderstandings regarding interest and principal preservation in a variable annuity (alleged damages $10,074.57); the firm denied the complaint and no action was taken.

Allegations of Broker Misconduct Against Brandon Larsen

  • Unauthorized trading / use of discretion without written authorization
  • Unsuitable recommendations
  • Misrepresentation / omissions
  • Use of unapproved electronic communications
  • Failure to disclose outside business

Recover Your Investment Losses Now With Rex Securities Law

If you have suffered investment losses in an account handled by Brandon J. Larsen, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.

What is FINRA Arbitration?

Firms We Have Pursued

With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.

If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.

Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

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