Last Updated: February 2026 — Lake Mary, FL
Here’s what you need to know about Lake Mary, FL stockbroker Mitchell A. Arnold:
- Name: Mitchell Allen Arnold
- Current Employer: LPL Financial LLC (Since 2006)— 135 Middle Street, Suite 1001, Lake Mary, FL 32746
- Prior Firms:
- Raymond James Financial Services, Inc. (1999–2006)
- FSC Securities Corporation (1997–1999)
- Pension Investors Securities Corporation (1987–1997)
- Other Business Affiliations:
- Financial Services of Central Florida, Inc. — insurance and financial services activities
- Allan Horowitz & Associates, Inc. — long-term care and disability insurance referral activities
- Fixed life and fixed annuity insurance sales
- CRD Number: 1721111
- Stockbroker / Financial Advisor: Yes — FINRA General Securities Representative and General Securities Principal
- Can Broker be Sued in FINRA: Yes
- Current Customer Dispute Seeks Total Damages of: $400,000
If you’ve sustained damages from Mr. Arnold, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Mitchell Arnold As Your Stockbroker?
A pending FINRA arbitration filed January 2026 (FINRA Case No. 26-00011) alleges that Mitchell Arnold recommended an investment strategy involving non-transparent, non-traded and complex products that allegedly were not in the customers’ best interests. The claim further alleges that the customers were not properly advised about the potential tax consequences of rolling over an annuity connected to the strategy. The case seeks $400,000 in damages .
See this for more information on REITs and Other Alternative Investments
Alternative Investments: These are assets that are not stocks, bonds or cash. Alternative investments generally fall within five categories: hedge funds, private capital, natural resources (oil and gas, energy), real estate (REITs) and infrastructure. They are typically less liquid that conventional investments, less regulated with higher fees and generally higher risk. For more investigations involving Alternative Investments, see this.
Allegations of Broker Misconduct Against Mitchell A. Arnold
- Unsuitability — recommending complex or illiquid products that may not align with a client’s financial objectives or risk tolerance may violate FINRA Rule 2111 (Suitability).
- Breach of Fiduciary Duty — advisors are expected to act in the best interests of their clients when providing investment advice and recommendations.
- Misrepresentation — allegations that material facts or risks associated with the investments were not adequately disclosed could implicate FINRA Rule 2020 and FINRA Rule 2010 governing fair and honest conduct in the securities industry.
Recover Your Investment Losses Now With Rex Securities Law
Investigation of LPL Financial and LPL Brokers-Lawsuits, Arbitrations & Customer Disputes
If you have suffered investment losses in an account handled by Mitchell Arnold, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.