Last Updated: March 2026 (East Elmhurst, NY)
Brandon Leon Investigation Summary
Here’s what you need to know about East Elmhurst, NY, stockbroker Brandon Leon:
- Name: Mr. Brandon Leon
- Current Employer: PHX Financial
- DBA: Leon Capital Advisors, 2450 82nd St., East Elmhurst, NY
- Previous Firms: National Securities Corp., Olympia Asset Mangement
- Function: Stock Broker/ Financial Advisor
- Primary Location: East Elmhurst, NY
- CRD 5200595
- Can Brandon Leon be sued in FINRA arbitration: Yes
- Discloses Outstanding Judgment Lien: Yes
- Highest Award or Settlement: $100,000
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Brandon Leon As Your Stockbroker?
In 7/2022 a customer of National Securities Corp. filed a FINRA arbitration alleging that Brandon Leon made an unsuitable recommendation to invest in a private placement. THe matter was settlement in 2023 for $100,000.
Brandon Leon discloses that on 10/2022 a tax lien in favor of the Internal Revenue Service in the amount of $56,260 was filed in Bronx County, New York State Court.
Allegations of Broker Misconduct Against Brandon Leon
A customer of Brandon Leon has alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Investment Recommendation to invest in private placement
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
See this for information on our other investigations of PHX Financial brokers
If you have suffered investment losses in an account handled by Brandon Leon, contact us for a complimentary consultation with an experience securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
Firms We Have Pursued For Our Clients
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.