Last Updated: December 2024 (Grand Prairie, TX)
Brian Nelson Investigation Summary
Here’s What You Need to Know About Grand Prairie, TX Stockbroker Brian Keith Nelson:
- Name: Brian Keith Nelson
- Current Employer: PFS Investments Inc.
- Prior Employers: None reported
- Function: Stockbroker / Financial Advisor
- Aliases: Brian Nelson
- Primary Location: Grand Prairie, TX
- CRD Number: 5779195
- Can Brian Nelson Be Sued in FINRA Arbitration: Yes
- Sanctioned by FINRA: No
- Pending Customer Dispute: Customer Alleges misappropriation
If you’ve sustained damages from Mr. Nelson, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Brian Nelson as Your Stockbroker?
A pending customer dispute filed on June 14, 2024, alleges that Mr. Nelson added his own bank account to the customer’s mutual fund account and withdrew funds without the customer’s consent. A damage amount is currently unspecified.
Investigations involving Theft and Misappropriation of Customer Funds
Mr. Nelson discloses two outstanding civil judgments , in the amounts of $1,464 and $14,233, related to his child support obligations.
Allegations of Broker Misconduct Against Brian Nelson
Customers and regulatory filings have alleged the following against Brian Nelson:
- Unauthorized Fund Withdrawals: Alleged misappropriation of customer funds by adding his personal bank account to a client’s mutual fund account without consent.
Relevant FINRA rules, such as FINRA Rule 2010 (Standards of Commercial Honor and Principles of Trade), may apply to allegations of unethical conduct or financial improprieties.
Recover Your Investment Losses Now With Rex Securities Law
See this for information on our other investigations of PFS Investments brokers
If you have suffered investment losses in an account handled by Brian Keith Nelson, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.