PFS Investments Archives

Robert Rex, Esq.
March 12, 2024

Rex Securities Law Investment Fraud Attorney Investigates PFS Investments Broker Davie Ambrose

Rex Securities Law Investment Fraud Attorney Investigates PFS Investments Broker Davie Ambrose https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g March 12, 2024 March 13, 2024

Last Updated: March 2024 (Houston, TX) Davie Ambrose Investigation Summary Here’s what you need to know about Houston, Texas, stockbroker Davie Ambrose: Name: Mr. Davie B. Ambrose Current Employer: PFS…

Robert Rex, Esq.
December 13, 2023

Rex Securities Law Investment Fraud Attorney Investigates PFS Investments Broker Phil Donahue

Rex Securities Law Investment Fraud Attorney Investigates PFS Investments Broker Phil Donahue https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g December 13, 2023 December 14, 2023

Last Updated: December 2023 (Panama City Beach, FL) Phil Donahue Investigation Summary Here’s what you need to know about Panama City Beach, FL, stockbroker Phil Donahue: Name: Mr. Phil Donahue…

Robert Rex, Esq.
August 31, 2023

Investment Fraud Attorney Bob Rex Investigates Broker Steven Sacoolas with PFS Investments

Investment Fraud Attorney Bob Rex Investigates Broker Steven Sacoolas with PFS Investments https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g August 31, 2023 August 31, 2023

Last Updated: August 2023 (Tarpon Springs, FL) Steven Sacoolas Investigation Summary Here’s what you need to know about Tarpon Springs, FL, stockbroker Steven Sacoolas: Name: Mr. Steven Nicholas Sacoolas Current…

ER
June 21, 2023

Rex Securities Law Investment Fraud Attorney Investigates Kevin Hobbs formerly with PFS Investments

Rex Securities Law Investment Fraud Attorney Investigates Kevin Hobbs formerly with PFS Investments https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 ER ER https://secure.gravatar.com/avatar/6eb4734d743f90f655743cf6c4ecf09e?s=96&d=mm&r=g June 21, 2023 September 16, 2023

Last Updated: September 2023 (Lake Worth, FLA) Kevin Hobbs Investigation Summary Here’s what you need to know about Lake Worth, Florida , stockbroker Kevin Hobbs: Name: Mr. Kevin A. Hobbs…

ER
May 3, 2022

Juan Ceja- Former PFS Investments Broker- Permanently Barred from FINRA- Medford, OR

Juan Ceja- Former PFS Investments Broker- Permanently Barred from FINRA- Medford, OR https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 ER ER https://secure.gravatar.com/avatar/6eb4734d743f90f655743cf6c4ecf09e?s=96&d=mm&r=g May 3, 2022 October 3, 2023

Juan Ceja Investigation May 2022 – Medford, OR According to publicly available records, Juan Manuel Ceja, a former stockbroker who was last employed by PFS Investments Inc., discloses a prior…

ER
November 9, 2021

Derrick R. Trussell-Former Primerica Broker-Barred From Securities Industry Over Tom Carter Investment Sales-San Antonio,TX

Derrick R. Trussell-Former Primerica Broker-Barred From Securities Industry Over Tom Carter Investment Sales-San Antonio,TX https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 ER ER https://secure.gravatar.com/avatar/6eb4734d743f90f655743cf6c4ecf09e?s=96&d=mm&r=g November 9, 2021 October 3, 2023

Derrick Trussell Tom Carter Investment Program Investigation November 2021-San Antonio, TX According to publicly available records Derrick R Trussell, a former stockbroker who last worked for PFS Investments Inc. (Primerica) discloses a regulatory…

Robert Rex, Esq.
November 19, 2020

Irene Engard- Former PFS Investments Broker-Barred From FINRA- Federal Way, WA

Irene Engard- Former PFS Investments Broker-Barred From FINRA- Federal Way, WA https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g November 19, 2020 November 19, 2020

November 2020- Federal Way, WA According to publicly available records, former PFS Investments, Inc, financial advisor Irene Engard, has been barred from the securities industry. The Financial Industry Regulatory Authority (FINRA) is…

Robert Rex, Esq.
June 23, 2020

Daniel Staudacher-Worth Financial Group Broker-Discloses 2 Regulatory Events, a Customer Dispute and 6 Tax Liens-Dallas, TX

Daniel Staudacher-Worth Financial Group Broker-Discloses 2 Regulatory Events, a Customer Dispute and 6 Tax Liens-Dallas, TX https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g June 23, 2020 June 23, 2020

June 2020- Dallas, TX The FINRA records of Daniel W. Staudacher, a broker currently registered with Worth Financial Group, disclose 2 regulatory events, a customer dispute and 6 pending IRS liens.…

Robert Rex, Esq.
April 14, 2020

Robert Renteria- Former PFS Investments Financial Advisor-Terminated for Borrowing From Customer-El Paso, TX

Robert Renteria- Former PFS Investments Financial Advisor-Terminated for Borrowing From Customer-El Paso, TX https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g April 14, 2020 September 29, 2023

April 2020-El Paso, TX According to publicly available records of Robert Renteria (CRD#5773053) , a broker formerly employed with PFS Investments, Inc., discloses a regulatory event, a settled customer dispute and…