PFS Investments

  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates PFS Investments Broker Davie Ambrose
Rex Securities Law Investment Fraud Attorney Investigates PFS Investments Broker Davie Ambrose 150 150 Robert Rex, Esq.

Last Updated: March 2024 (Houston, TX) Davie Ambrose Investigation Summary Here’s what you need to know about Houston, Texas, stockbroker Davie Ambrose: Name: Mr. Davie B. Ambrose Current Employer: PFS…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates PFS Investments Broker Phil Donahue
Rex Securities Law Investment Fraud Attorney Investigates PFS Investments Broker Phil Donahue 150 150 Robert Rex, Esq.

Last Updated: December 2023 (Panama City Beach, FL) Phil Donahue Investigation Summary Here’s what you need to know about Panama City Beach, FL, stockbroker Phil Donahue: Name: Mr. Phil Donahue…

read more
  • Robert Rex, Esq.

Investment Fraud Attorney Bob Rex Investigates Broker Steven Sacoolas with PFS Investments
Investment Fraud Attorney Bob Rex Investigates Broker Steven Sacoolas with PFS Investments 150 150 Robert Rex, Esq.

Last Updated:  August 2023 (Tarpon Springs, FL) Steven Sacoolas Investigation Summary Here’s what you need to know about Tarpon Springs, FL, stockbroker Steven Sacoolas: Name:  Mr. Steven Nicholas Sacoolas Current…

read more
  • ER

Rex Securities Law Investment Fraud Attorney Investigates Kevin Hobbs formerly with PFS Investments
Rex Securities Law Investment Fraud Attorney Investigates Kevin Hobbs formerly with PFS Investments 150 150 ER

Last Updated:  September 2023 (Lake Worth, FLA) Kevin Hobbs Investigation Summary Here’s what you need to know about Lake Worth, Florida ,  stockbroker Kevin Hobbs: Name:  Mr. Kevin A. Hobbs…

read more
  • ER

Juan Ceja- Former PFS Investments Broker- Permanently Barred from FINRA- Medford, OR
Juan Ceja- Former PFS Investments Broker- Permanently Barred from FINRA- Medford, OR 150 150 ER

Juan Ceja Investigation May  2022 – Medford, OR According to publicly available records, Juan Manuel Ceja, a former stockbroker who was last employed by PFS Investments Inc.,  discloses a prior…

read more
  • ER

Derrick R. Trussell-Former Primerica Broker-Barred From Securities Industry Over Tom Carter Investment Sales-San Antonio,TX
Derrick R. Trussell-Former Primerica Broker-Barred From Securities Industry Over Tom Carter Investment Sales-San Antonio,TX 150 150 ER

Derrick  Trussell Tom Carter Investment Program Investigation November 2021-San Antonio, TX According to publicly available records Derrick R Trussell,  a  former stockbroker who last worked for PFS Investments Inc. (Primerica) discloses a regulatory…

read more
  • Robert Rex, Esq.

Irene Engard- Former PFS Investments Broker-Barred From FINRA- Federal Way, WA
Irene Engard- Former PFS Investments Broker-Barred From FINRA- Federal Way, WA 150 150 Robert Rex, Esq.

November 2020- Federal Way, WA According to publicly available records, former PFS Investments, Inc,  financial advisor Irene Engard,  has been barred from the securities industry. The Financial Industry Regulatory Authority (FINRA) is…

read more
  • Robert Rex, Esq.

Daniel Staudacher-Worth Financial Group Broker-Discloses 2 Regulatory Events, a Customer Dispute and 6 Tax Liens-Dallas, TX
Daniel Staudacher-Worth Financial Group Broker-Discloses 2 Regulatory Events, a Customer Dispute and 6 Tax Liens-Dallas, TX 150 150 Robert Rex, Esq.

June 2020- Dallas, TX The FINRA records of Daniel W. Staudacher, a broker currently registered with Worth Financial Group, disclose 2 regulatory events, a customer dispute and 6 pending IRS liens.…

read more
  • Robert Rex, Esq.

Robert Renteria- Former PFS Investments Financial Advisor-Terminated for Borrowing From Customer-El Paso, TX
Robert Renteria- Former PFS Investments Financial Advisor-Terminated for Borrowing From Customer-El Paso, TX 150 150 Robert Rex, Esq.

April 2020-El Paso, TX According to publicly available records of Robert Renteria (CRD#5773053) ,  a broker formerly employed with PFS Investments, Inc., discloses a regulatory event, a settled customer dispute and…

read more
  • 1
  • 2
Enter your
text here
Verified by MonsterInsights