Last Updated: July 2025
Carlos Palacios Pazos Investigation Summary
Here’s what you need to know about former Lima, Peru/ Miami, FL -based broker Carlos Alberto Palacios Pazos:
- Name: Mr. Carlos A. Palacios Pazos
- CRD Number: 7191956
- Current Status: Althum Advisors as Registered Investment Advisor, Not registered with any FINRA member firm
- Prior Employer: EFG Capital International
- Alias: Carlos Palacios
- Primary Location: Lima, Peru- Miami, FL
- Can Carlos Palacios Pazos be sued in FINRA arbitration: Yes
- Pending Customer Dispute Seeks Damages of: $48,000
Did You Lose Money With Carlos Palacios Pazos As Your Stockbroker?
A dispute filed by a customer of EFG Capital International in February 2024, alleges that Carlos Palacios Pazos recommended securities that did not align with the client’s investment objectives. Damages of $48,000 are sought in this pending case.
Allegations of Broker Misconduct Against Carlos Palacios Pazos
- Recommending securities not aligned with the investor’s profile
- Violation of suitability obligations under FINRA rules
Recover Your Investment Losses Now With Rex Securities Law
If you’ve experienced investment losses under the advice of Carlos Palacios Pazos, you may be eligible to pursue recovery through FINRA arbitration.
Attorney Bob Rex and the team at Rex Securities Law, with offices in Boca Raton, FL, and Austin, TX, represent investors nationwide in claims of broker misconduct and unsuitable investment recommendations.
📞 Call (877) 224-3199 today for a free consultation. Most cases are handled on a contingency fee basis, meaning no legal fees unless we win your case.