Last Updated: June 2025 – Irvine, CA
Here’s what you need to know about Irvine, CA stockbroker Christopher W. Polimeni:
- Name: Mr. Christopher W. Polimeni
- Current Employer: LPL Financial
- Prior Employers: Western International Securities, Inc., Financial West Group, First Allied Securities, Interfirst Capital Corporation, Financial Consultant Group, Paulson Investment Company, Blinder Robinson & Co.
- Function: Stockbroker / Financial Advisor
- Primary Location: Irvine, CA
- CRD Number: 1643121
- Can Christopher Polimeni be sued in FINRA arbitration? Yes
- Pending Customer Dispute Seeks Damages of: $1,600,000
If you’ve sustained damages from Mr. Polimeni, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Christopher Polimeni As Your Stockbroker?
A pending FINRA arbitration (Case No. 25-00773), filed by a customer of Western International Securities in April 2025, alleges that Mr. Polimeni converted customer assets by transferring them to a foundation without the client’s authorization. The case is pending.
Allegations of asset conversion and unauthorized transfers, if substantiated, could violate several regulatory provisions, including FINRA Rule 2150 (which prohibits improper use of customer funds and securities) and FINRA Rule 2010(which requires brokers to maintain high standards of commercial honor and just and equitable principles of trade).
Allegations of Broker Misconduct Against Christopher Polimeni
Clients of Christopher Polimeni have brought the following allegations:
Converted customer assets by transferring funds to a foundation
Recover Your Investment Losses Now With Rex Securities Law
Investigations involving other Western International Securities brokers
Investigation of LPL Financial and LPL Brokers-Lawsuits, Arbitrations & Customer Disputes
If you have suffered investment losses in an account handled by Christopher W. Polimeni, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.