• Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Broker Thomas E. Kelly Jr.
Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Broker Thomas E. Kelly Jr. 150 150 Robert Rex, Esq.

Last updated: August 2025 — New York, NY Here’s what you need to know about Thomas E. Kelly Jr. (New York, NY) Name: Thomas Edison Kelly, Jr. Currently registered with…

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  • Robert Rex, Esq.

Thomas J. Tedeschi-Former Spartan Capital Broker-Discloses Regulatory Suspension & Customer Settlements
Thomas J. Tedeschi-Former Spartan Capital Broker-Discloses Regulatory Suspension & Customer Settlements 150 150 Robert Rex, Esq.

August 2025-Farmingdale, NY The FINRA records of  Thomas J. Tedeschi,  a  currently unregistered stockbroker who was last employed by  Spartan Capital Securities  disclose 6 prior customer disputes and  two regulatory matters. The…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Former Broker Brian Court
Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Former Broker Brian Court 150 150 Robert Rex, Esq.

Last Updated: June 2025 Brian Court Investigation Summary Here’s what you need to know about former Holtsville, NY, stockbroker Brian Court: Name: Mr. Brian Court Current Employer: Suspended by FINRA (6/2/2025-7/1/2025) Prior Employers: Aegis Capital…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Broker Jessica Y. Jung
Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Broker Jessica Y. Jung 150 150 Robert Rex, Esq.

Last Updated: May 2025 | Brentwood, TN Jessica Y. Jung Investigation Summary Here’s what you need to know about Brentwood, TN, stockbroker Jessica Y. Jung: Name: Ms. Jessica Y. Jung Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Yann Faho formerly with Aegis Capital Corp. & Larchmont Wealth Advisors
Rex Securities Law Investment Fraud Attorney Investigates Yann Faho formerly with Aegis Capital Corp. & Larchmont Wealth Advisors 150 150 Robert Rex, Esq.

Last Updated: May 2025 (New York, NY) Yann Faho Investigation Summary Here’s what you need to know about New York, NY , stockbroker Yann Faho: Name: Mr. Yann C. Faho…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Broker Formerly Eyal Farag
Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Broker Formerly Eyal Farag 150 150 Robert Rex, Esq.

Last Updated: May 2025, Melville, NY Eyal Farag Investigation Summary Here’s what you need to know about stockbroker Eyal Farag from Melville, NY: Name: Eyal Farag CRD Number: 3072211 Current Employer: Not registered…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Broker Gerald Seigel
Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Broker Gerald Seigel 150 150 Robert Rex, Esq.

Last Updated: April 2025, Sarasota, FL Gerald Seigel Investigation Summary Here’s what you need to know about Sarasota, FL, stockbroker Gerald Seigel: Name: Gerald Warren Seigel Current Employer: Aegis Capital…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Broker Aret “Eric” Gugin
Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Broker Aret “Eric” Gugin 150 150 Robert Rex, Esq.

Last Updated: April 2025 | Melville, NY Aret Gugin Investigation Summary Here’s what you need to know about Melville, NY, stockbroker Aret Gugin: Name: Aret Gugin Current Employer: Aegis Capital Corp. CRD…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Broker Michael R. Gimeli
Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Broker Michael R. Gimeli 150 150 Robert Rex, Esq.

Last Updated: April 2025 | New York, NY Michael Gimeli Investigation Summary Here’s what you need to know about New York, NY, stockbroker Michael R. Gimeli: Name: Michael Raymond Gimeli Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Broker Frank Giacalone
Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Broker Frank Giacalone 150 150 Robert Rex, Esq.

Last Updated: April 2025 | Melville, NY Frank Giacalone Investigation Summary Here’s what you need to know about Melville, NY, stockbroker Frank Giacalone: Name: Mr. Frank Giacalone Current Employer: Aegis Capital Corp.…

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