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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Matthew Winthrop, Broker formerly with Equitable Advisors
Rex Securities Law Investment Fraud Attorney Investigates Matthew Winthrop, Broker formerly with Equitable Advisors 150 150 Robert Rex, Esq.

Last Updated: November 2025 — Melville, NY Here’s what you need to know about Melville, NY stockbroker Matthew Winthrop:  Name: Matthew Winthrop Current Employer: Aegis Capital Corp. (CRD #15007). Registered since September…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Keith D’Agostino formerly with Aegis Capital
Rex Securities Law Investment Fraud Attorney Investigates Keith D’Agostino formerly with Aegis Capital 150 150 Robert Rex, Esq.

Last Updated: November 2025 (Melville, NY) Keith D’Agostino Investigation Summary Here’s what you need to know about Melville, NY, stockbroker Keith D’Agostino: Name: Mr. Keith Michael D’Agostino Current Employer: Not…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Former Broker Thomas Duggan
Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Former Broker Thomas Duggan 150 150 Robert Rex, Esq.

Last Updated: November 2025 | Melville, NY Thomas Duggan Investigation Summary Here’s what you need to know about Melville, NY, stockbroker Thomas Duggan: Name: Mr. Thomas Duggan Current Status: Not currently registered…

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  • Robert Rex, Esq.

Thomas J. Tedeschi-Former Spartan Capital Broker-Discloses Regulatory Suspension & Customer Settlements
Thomas J. Tedeschi-Former Spartan Capital Broker-Discloses Regulatory Suspension & Customer Settlements 150 150 Robert Rex, Esq.

August 2025-Farmingdale, NY The FINRA records of  Thomas J. Tedeschi,  a  currently unregistered stockbroker who was last employed by  Spartan Capital Securities  disclose 6 prior customer disputes and  two regulatory matters. The…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Yann Faho formerly with Aegis Capital Corp. & Larchmont Wealth Advisors
Rex Securities Law Investment Fraud Attorney Investigates Yann Faho formerly with Aegis Capital Corp. & Larchmont Wealth Advisors 150 150 Robert Rex, Esq.

Last Updated: May 2025 (New York, NY) Yann Faho Investigation Summary Here’s what you need to know about New York, NY , stockbroker Yann Faho: Name: Mr. Yann C. Faho…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Broker Formerly Eyal Farag
Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Broker Formerly Eyal Farag 150 150 Robert Rex, Esq.

Last Updated: May 2025, Melville, NY Eyal Farag Investigation Summary Here’s what you need to know about stockbroker Eyal Farag from Melville, NY: Name: Eyal Farag CRD Number: 3072211 Current Employer: Not registered…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Broker Gerald Seigel
Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Broker Gerald Seigel 150 150 Robert Rex, Esq.

Last Updated: April 2025, Sarasota, FL Gerald Seigel Investigation Summary Here’s what you need to know about Sarasota, FL, stockbroker Gerald Seigel: Name: Gerald Warren Seigel Current Employer: Aegis Capital…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Broker Michael R. Gimeli
Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Broker Michael R. Gimeli 150 150 Robert Rex, Esq.

Last Updated: April 2025 | New York, NY Michael Gimeli Investigation Summary Here’s what you need to know about New York, NY, stockbroker Michael R. Gimeli: Name: Michael Raymond Gimeli Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Broker Sergio M. Rovner
Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Broker Sergio M. Rovner 150 150 Robert Rex, Esq.

Last Updated: April 2025 | New York, NY Sergio M. Rovner Investigation Summary Here’s what you need to know about New York, NY, stockbroker Sergio M. Rovner: Name: Mr. Sergio M.…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Broker Gilbert Kuta
Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Broker Gilbert Kuta 150 150 Robert Rex, Esq.

Last Updated: April 2025 — Timonium, MD Here’s what you need to know about Timonium, MD stockbroker Gilbert Anthony Kuta: Name: Gilbert Anthony Kuta Current Employer: Aegis Capital Corp. (CRD#…

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