Last Updated: September 2023 (Red Bank, NJ) Gerald Sharpe, Jr. Investigation Summary Here’s what you need to know about Red Bank, New Jersey, stockbroker Gerry Sharpe: Name: Mr. Gerald Richard…
read moreLast Updated: September 2023 (Red Bank, NJ) Dieter Huber Investigation Summary Here’s what you need to know about Red Bank, NJ, stockbroker Dieter H. Huber, Jr. : Name: Mr. Dieter…
read moreLast Updated: September 2023 (Melville, NY) Bryan Lubitz Investigation Summary Here’s what you need to know about Melville, NY, stockbroker Bryan Lubitz: Name: Mr. Bryan P. Lubitz Current Employer: Equitable…
read moreJames Bernthal Investigation June 2023-New York, NY According to publicly available records James R. Bernthal a broker with Aegis Capital Corp., discloses 3 prior and a pending customer dispute. The…
read moreRobert Melberth Investigation March 2023-Sarasota, FL According to publicly available records Robert Wyla Melberth, a broker employed by Emerson Equity, discloses multiple customer disputes seeking more than $12 million in damages.…
read moreSean Sullivan Investigation September 2022- Melville, NY According to publicly available records, Sean T. Sullivan, a former Aegis Capital broker discloses customer disputes and a termination from employment. The Financial Industry…
read moreShadi Barakat Investigation August 2022 -New York The FINRA records of Shadi Taysir Barakat, a stock broker who is currently employed by Spartan Capital Securities disclose 3 regulatory events, a currently pending customer dispute, 3…
read moreRobert MacNamee Investigaton April 2022- Red Bank, NJ According to publicly available records, Robert P. MacNamee, a former Aegis Capital broker discloses customer disputes. The Financial Industry Regulatory Authority (FINRA) is the…
read moreJoseph M. Giordano and Roberto Birardi / Aegis Capital Investigation March 2022-Greenwood, SC According to publicly available records Joseph M. Giordano and Robert Birardi, stockbrokers who are currently employed by…
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