Affinity Fraud

  • Robert Rex, Esq.

North Carolina Securities Division July 2015 Newsletter
North Carolina Securities Division July 2015 Newsletter 150 150 Robert Rex, Esq.

July  2015- Raleigh, North Carolina The North Carolina Securities Division of the Department of the Secretary of State issues a monthly newsletter highlighting recent enforcement actions for securities violations and other…

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  • Robert Rex, Esq.

Former Dolphin Will Allen Arrested on Securities Fraud
Former Dolphin Will Allen Arrested on Securities Fraud 150 150 Robert Rex, Esq.

June 12, 2015 Will Allen, 36, a former Miami Dolphin cornerback  living in Davie, Florida, and Susan Daub, 55, of Coral Springs, Florida, were charged with securities fraud in connection…

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  • Robert Rex, Esq.

Regulators Sue Broker for Trying to Inherit $1.8M from Elderly Client with Alzheimer’s
Regulators Sue Broker for Trying to Inherit $1.8M from Elderly Client with Alzheimer’s 150 150 Robert Rex, Esq.

June 11, 2015 FINRA Department of Enforcement filed Disciplinary Proceeding No. 2012031181001 against Scottsdale, AZ, broker John Anthony Waszolek alleging that he attempted to have his 81 year old customer…

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  • Robert Rex, Esq.

Phony Texas Financial Advisor Named by SEC For Scamming Military and Veterans
Phony Texas Financial Advisor Named by SEC For Scamming Military and Veterans 150 150 Robert Rex, Esq.

April 14, 2015-Fort Hood, Texas Leroy Brown, Jr. was named in a complaint filed by the Securities and Exchange Commission (SEC) alleging fraud and accusing Brown of telling false tales…

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  • Robert Rex, Esq.

Affinity Fraud-Church Members Targeted by California Insurance Agent
Affinity Fraud-Church Members Targeted by California Insurance Agent 150 150 Robert Rex, Esq.

April 13, 2015 The Insurance Journal reports that Constance Gail Fortune, 61, was arraigned in Los Angeles Superior Court and charged with felony for financial elder abuse as a result…

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  • Robert Rex, Esq.

Fort Bend Texas Securities Trader Indicted for Theft of Investor Funds
Fort Bend Texas Securities Trader Indicted for Theft of Investor Funds 150 150 Robert Rex, Esq.

April 7, 2015- Austin, Texas  The Texas State Securities Board (TSSB) announced that Jeffrey Ray Filla was arrested in Fort Bend County and indicted on securities fraud and other charges…

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  • Robert Rex, Esq.

Former Church Pastor Wesley Allen Brown Charged with Fraud by CFTC
Former Church Pastor Wesley Allen Brown Charged with Fraud by CFTC 150 150 Robert Rex, Esq.

March 31,2015 The U.S. Commodity Futures Trading Commission (CFTC) file a civil enforcement action in the District Court for the Middle District of Florida against Maverick International and principals Wesley…

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