North Carolina Securities Division July 2015 Newsletter

North Carolina Securities Division July 2015 Newsletter 150 150 Robert Rex, Esq.

July  2015- Raleigh, North Carolina

The North Carolina Securities Division of the Department of the Secretary of State issues a monthly newsletter highlighting recent enforcement actions for securities violations and other matters designed to educate and protect investors.

The July 2015 Securities Newsletter, which can be accessed here, includes the following:

  • The SEC alleges that Equity Trust Company, an Ohio based IRA provider, played an  active role in marketing the investments offered by Ephren Taylor, who was charged with running a Ponzi scheme targeting church members, and Randy Poulson. The SEC charges that  Equity Trust, ignored red flags which allowed Taylor and Paulson to raise over $5 million in their scheme.
  • Kristine Louse Johnson, 60, of Aurora, Colorado, charged in criminal complaint with operating a $6.8 million Ponzi scheme through sham internet company, The Achieve Community (TAC).
  • David Christopher Mayhew convicted of mail fraud, conspiracy and money laundering.
  • Investor Alert for Seniors: Five Red Flags of Investment Fraud

Rex Securities Law , with offices in Boca Raton, FL,  and  Austin, TX,   provides representation to  investors  nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.

Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

Nationwide Representation

Rex Securities Law

TollFree: 877-224-3199

Florida-561 391 1900 


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