Last Updated: September 2023 (Red Bank, NJ)
Robert Guidicipietro Investigation Summary
Here’s what you need to know about Red Bank, NJ, stockbroker Robert Guidicipietro (aka Robert A. Peters)
- Name: Mr. Robert Anthony Guidicipietro
- Current Employer: Currently suspended by FINRA
- Previous Firms: Alexander Capital LP, Arive Capital Markets, Aegis Capital Corp.
- Function: Stock Broker/ Financial Advisor
- Aliases: Robert A. Peters
- Primary Location: Red Bank, NJ
- CRD 1588069
- Can Robert Guidicipietro be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: Yes
- Highest Settlement or Award: $400,000
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Robert Guidicipietro As Your Stockbroker?
In 6/2022 FINRA suspended Robert Guidicipietro indefinitely for failing to complay with an arbitration award.
In 12/2021 Guidicipietro was suspended a second time , fined $5,000 and ordered to pay a customer of Arive Capital Markets over $35,000 in restitution for violations of Finra Rules 2111 and 2110 by engaging in excessive and unsuitable trading, including the use of margin.
Guidicipietro discloses 6 prior customer disputes including a case brought by a customer of J.P. Turner who was paid $400,000 to resolve an arbitration proceeding.
Allegations of Broker Misconduct Against Robert Guidicipietro
Customers of Robert Guidicipietro have alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Investment Recommendation
- Fraud
- Excessive trading
- Misrepresentation
- Failed to execute
- Unauthorized trading
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Robert Guidicipietro contact us for a complimentary consultation with an experience securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
