Avantax Investments (HD Vest)

  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Christopher Kirkland a broker with Avantax Investment Services
Rex Securities Law Investment Fraud Attorney Investigates Christopher Kirkland a broker with Avantax Investment Services 150 150 Robert Rex, Esq.

Last Updated: April 2025 (Atlanta, GA) Chris Kirkland Investigation Summary Here’s what you need to know about Atlanta, GA, stockbroker Chris Nel Kirkland: Name: Mr. Christopher Nelson Kirkland Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Mark Bloom a Broker with Avantax Investment Services
Rex Securities Law Investment Fraud Attorney Investigates Mark Bloom a Broker with Avantax Investment Services 150 150 Robert Rex, Esq.

Last Updated: March 2024 (Atlanta, GA) Mark Bloom Investigation Summary Here’s what you need to know about Atlanta, GA, stockbroker Mark Bloom: Name: Mr. Mark James Bloom Current Employer: Avantax…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Kevin Kelly a broker with Avantax Investment Services
Rex Securities Law Investment Fraud Attorney Investigates Kevin Kelly a broker with Avantax Investment Services 150 150 Robert Rex, Esq.

Last Updated: February 2024 (Atlanta, GA) Kevin Kelly Investigation Summary Here’s what you need to know about Atlanta, GA, stockbroker Kevin Kelly: Name: Mr. Kevin Lawrence Kelly Current Employer: Avantax…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Walter Shoczolek Formerly with Avantax Investment Services
Rex Securities Law Investment Fraud Attorney Investigates Walter Shoczolek Formerly with Avantax Investment Services 150 150 Robert Rex, Esq.

Last Updated:  February 2024 (Cornelius, North Carolina) Walter Shoczolek Investigation Summary Here’s what you need to know about Cornelius, North Carolina, stockbroker Walter Shoczolek: Name: Mr. Walter Paul Shoczolek III…

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  • ER

Travis Eiland- Former Avantax Wealth Management Broker-Settles Customer Suit for $235K- Baytown, TX
Travis Eiland- Former Avantax Wealth Management Broker-Settles Customer Suit for $235K- Baytown, TX 150 150 ER

Travis Eiland/ Avantax Wealth Management Investigation February 2024-Baytown, TX  According to publicly available records Travis Eiland a currently unregistered broker who last worked for Avantax Wealth Management (formerly H.D. Vest,…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Avantax Investment Services Broker Peter Maniscalco
Rex Securities Law Investment Fraud Attorney Investigates Avantax Investment Services Broker Peter Maniscalco 150 150 Robert Rex, Esq.

Last Updated: January 2024 (Staten Island, NY) Peter Maniscalco Investigation Summary Here’s what you need to know about Staten Island, NY, stockbroker Peter Maniscalco: Name: Mr. Peter Maniscalco Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Avantax Broker Mark Bushkin
Rex Securities Law Investment Fraud Attorney Investigates Avantax Broker Mark Bushkin 150 150 Robert Rex, Esq.

Last Updated: November 2023 (Deerfield Beach, Florida) Mark Bushkin Investigation Summary Here’s what you need to know about Deerfield Beach, FL, stockbroker Mark Bushkin: Name: Mr. Mark Elliott Bushkin Current…

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  • ER

Robert “Bob” Thomas-Former Avantax Investment Services Broker-Discloses Customer Disputes Over Annuities and Mutual Funds- Bangor, ME
Robert “Bob” Thomas-Former Avantax Investment Services Broker-Discloses Customer Disputes Over Annuities and Mutual Funds- Bangor, ME 150 150 ER

Robert “Bob” Thomas Investigation May 2023-Bangor, ME According to publicly available records Robert A. Thomas a currently unregistered  broker who formerly worked for Avantax Investment Services,   discloses the settlement of …

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  • ER

Robert Kristal- Former H.C. Wainwright & Co. Broker-Discloses Regulatory Event – New York, NY
Robert Kristal- Former H.C. Wainwright & Co. Broker-Discloses Regulatory Event – New York, NY 150 150 ER

Robert Kristal Investigation March 2023-New York, New York The FINRA records of Robert Eugene Kristal,  a broker previously employed by H.C. Wainwright & Co. , disclose a regulatory matter resulting in a…

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  • ER

Brian Test-Avantax Investment Services Broker-Discloses Regulatory Event and a Termination from Employment- Frisco, TX
Brian Test-Avantax Investment Services Broker-Discloses Regulatory Event and a Termination from Employment- Frisco, TX 150 150 ER

Brian Test Investigation March 2022-Frisco, TX The FINRA records of Brian Test ,  a  broker currently employed by Avantax Investment Services, Inc. , disclose a regulatory matter, a final customer dispute, and a…

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