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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








Rex Securities Law Walls St Banner
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Charlie Hartley formerly with B. Riley Wealth Management
Rex Securities Law Investment Fraud Attorney Investigates Charlie Hartley formerly with B. Riley Wealth Management 150 150 Robert Rex, Esq.

Last Updated: January 2026 (Washington, D.C. ) Charles Hartley Investigation Summary Here’s what you need to know about Washington, DC, stockbroker Charles Hartley: Name: Mr. Charles Douglas Hartley Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Viqas Akhtar a broker with B. Riley Wealth Management
Rex Securities Law Investment Fraud Attorney Investigates Viqas Akhtar a broker with B. Riley Wealth Management 150 150 Robert Rex, Esq.

Last Updated: February 2024 (Miami, FL ) Viqas Akhtar Investigation Summary Here’s what you need to know about Miami, FL, stockbroker Viqas Akhtar: Name: Mr. Viqas Akhtar Current Employer: B.…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates B. Riley Securities Inc. Broker Ernest J. Dahlman III
Rex Securities Law Investment Fraud Attorney Investigates B. Riley Securities Inc. Broker Ernest J. Dahlman III 150 150 Robert Rex, Esq.

Last Updated:  September 2023 (Atlanta, GA) Ernest Dahlman, III, Investigation Summary Here’s what you need to know about Atlanta, GA, stockbroker Ernest Dahlman, III: Name:  Mr. Ernest John Dahlman, III…

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  • Robert Rex, Esq.

Ronald A. Frumkes-Former Wunderlich Securities Broker-Discloses Settlement of Customer Suits
Ronald A. Frumkes-Former Wunderlich Securities Broker-Discloses Settlement of Customer Suits 150 150 Robert Rex, Esq.

April 2019- New York According to FINRA records,  Ronald A. Frumkes,  a stockbroker  who is not currently registered with any firm and  who last worked  for Wunderlich Securities ,  discloses  three prior…

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