Berthel Fisher and Company

  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Craig Fredrickson a broker with Berthel Fisher & Company
Rex Securities Law Investment Fraud Attorney Investigates Craig Fredrickson a broker with Berthel Fisher & Company 150 150 Robert Rex, Esq.

Last Updated: March 2024 (Bountiful, UT) Craig Fredrickson Investigation Summary Here’s what you need to know about Bountiful, UT stockbroker Craig Fredrickson: Name: Mr. Craig Max Fredrickson Current Employer: Berthel…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Berthel Fisher & Company Financial Services Broker Bill Sines
Rex Securities Law Investment Fraud Attorney Investigates Berthel Fisher & Company Financial Services Broker Bill Sines 150 150 Robert Rex, Esq.

Last Updated: December 2023 (Seminole, Florida) Bill Sines Investigation Summary Here’s what you need to know about Seminole, FL, stockbroker Bill Sines: Name: Mr. William C. Sines Current Employer: Berthel…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Chris Ordway formerly with Berthel Fisher & Company Financial Services
Rex Securities Law Investment Fraud Attorney Investigates Chris Ordway formerly with Berthel Fisher & Company Financial Services 150 150 Robert Rex, Esq.

Last Updated: November 2023 (Phoenix, AZ) Chris Ordway Investigation Summary Here’s what you need to know about Phoenix, AZ, stockbroker Chris Ordway: Name: Mr. Christopher Edward Ordway Current Employer: Not…

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Berthel Fisher & Co. Discloses Investor Lawsuits Seeking $32 Million- Cedar Rapids, IA
Berthel Fisher & Co. Discloses Investor Lawsuits Seeking $32 Million- Cedar Rapids, IA 150 150 ER

June 2023 Cedar Rapids based Berthel Fisher & Company Financial Services, Inc. discloses that  they may be facing costs of up to $32 million  in connection with a recent flurry…

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  • Robert Rex, Esq.

Jon Pyne-Berthel Fisher Financial Advisor Discloses Settlement of Customer Suits-Plymouth, MN
Jon Pyne-Berthel Fisher Financial Advisor Discloses Settlement of Customer Suits-Plymouth, MN 150 150 Robert Rex, Esq.

Jon Pyne Investigation April 2023 -Plymouth, MN Jonathan Todd Pyne (aka Jon Pyne )  ,a  stockbroker who is currently registered with Berthel Fisher & Co. Financial Services discloses 8 prior final…

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  • Robert Rex, Esq.

Bethel Fisher Discloses Investor Lawsuits Seeking $32 Million- Cedar Rapids, IA
Bethel Fisher Discloses Investor Lawsuits Seeking $32 Million- Cedar Rapids, IA 150 150 Robert Rex, Esq.

April 2023 Cedar Rapids based Berthel Fisher & Company Financial Services, Inc. discloses that  they may be facing costs of up to $32 million  in connection with a recent flurry…

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  • Robert Rex, Esq.

Alvery Bartlett- Former Berthel, Fisher Broker-Discloses Customer Suits -St. Louis, MO
Alvery Bartlett- Former Berthel, Fisher Broker-Discloses Customer Suits -St. Louis, MO 150 150 Robert Rex, Esq.

July 2021 – St. Louis, MO According to publicly available records  Alvery Anthony Bartlett, Jr. (CRD#13975), a stockbroker who is currently employed by Aegis Capital and who previously worked for…

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  • Robert Rex, Esq.

Bethel Fisher Discloses SEC Investigation and Customer Lawsuits
Bethel Fisher Discloses SEC Investigation and Customer Lawsuits 150 150 Robert Rex, Esq.

June 2020 Cedar Rapids based Berthel Fisher & Company Financial Services, Inc. discloses that the company is being investigated by the Securities and Exchange Commission (SEC) regarding whether the company …

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  • Robert Rex, Esq.

Shawn B. Davis-Former Independent Financial Group Broker-Discloses 6 Pending Customer Disputes And A Prior Customer Dispute – Auburn, CA
Shawn B. Davis-Former Independent Financial Group Broker-Discloses 6 Pending Customer Disputes And A Prior Customer Dispute – Auburn, CA 150 150 Robert Rex, Esq.

October 2019 – Auburn, CA The FINRA records of Shawn Bruce Davis  , a stockbroker who was last employed by  Independent Financial Group , disclose 6 pending customer disputes and  2 prior customer disputes. The Financial…

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