Bolton Global Capital Archives

Robert Rex, Esq.
May 29, 2025

Rex Securities Law Investment Fraud Attorney Investigates Bolton Global Capital Broker Marco Oreamuno

Rex Securities Law Investment Fraud Attorney Investigates Bolton Global Capital Broker Marco Oreamuno https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g May 29, 2025 June 2, 2025

Last Updated: May 2025 – Miami, FL Here’s what you need to know about Miami, FL stockbroker Marco Oreamuno: Name: Mr. Marco Oreamuno Current Employer: Bolton Global Capital / Bolton Global Asset…

ER
November 1, 2021

Matthew Jennings- Former Edward Jones Broker- Permanently Barred from FINRA- Johnston, IA

Matthew Jennings- Former Edward Jones Broker- Permanently Barred from FINRA- Johnston, IA https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 ER ER https://secure.gravatar.com/avatar/2d44fc1bb37bf9f3e58c25efde680e115458389810b3021a82de67eab0575506?s=96&d=mm&r=g November 1, 2021 October 4, 2023

Matthew T. Jennings Investigation August 2021- St. Louis, MO According to publicly available records, Matthew Thomas Jennings a broker previously employed with Edward Jones discloses a prior regulatory event, a termination…

ER
August 11, 2021

Roland Gerbauld- Former Bolton Global Capital Broker- Permanently Barred from FINRA- Miami, FL

Roland Gerbauld- Former Bolton Global Capital Broker- Permanently Barred from FINRA- Miami, FL https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 ER ER https://secure.gravatar.com/avatar/2d44fc1bb37bf9f3e58c25efde680e115458389810b3021a82de67eab0575506?s=96&d=mm&r=g August 11, 2021 August 11, 2021

August 2021- Miami, FL/Rio de Janeiro, Brazil According to publicly available records, Roland Gerbauld a broker previously employed with Bolton Global Capital. discloses a prior regulatory event and a pending regulatory…

Robert Rex, Esq.
September 29, 2017

Paul W. Smith-Former Bolton Global Capital Broker Investigated Over Haverford Investment-Wayne, PA

Paul W. Smith-Former Bolton Global Capital Broker Investigated Over Haverford Investment-Wayne, PA https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g September 29, 2017 September 29, 2017

September 2017 -Wayne, PA According to publicly available records Paul W. Smith (CRD#1070735) , a former stockbroker who was last registered with Bolton Global Capital , disclose a final regulatory event , 7 pending customer…

Robert Rex, Esq.
June 17, 2015

Bolton Global Capital Sanctioned by Regulators – Failed to Deliver Prospectus on ETF Sales

Bolton Global Capital Sanctioned by Regulators – Failed to Deliver Prospectus on ETF Sales https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g June 17, 2015 June 17, 2015

June 9, 2015 Bolton Global Capital , entered into a Letter of Acceptance Waive and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that from at least May…