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Brett S. Ellen-Former Metric Financial Broker-Discloses $1.9M Customer Suit – Las Vegas, NV
Brett S. Ellen-Former Metric Financial Broker-Discloses $1.9M Customer Suit – Las Vegas, NV 150 150 ER

Brett Scott Ellen Investigation Updated October 2023 – Las Vegas, NV According to publicly available records  Brett S. Ellen,  an unregistered broker who was most recently employed by  Metric Financial…

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Rex Securities Law Investment Fraud Attorney Investigates Jorge A. Sonville formerly with Merrill Lynch
Rex Securities Law Investment Fraud Attorney Investigates Jorge A. Sonville formerly with Merrill Lynch 150 150 ER

Last Updated: September 2023 (Miami, FLA) Jorge Sonville Investigation Summary Here’s what you need to know about Miami, FLA, stockbroker Jorge A. Sonville: Name: Mr. Jorge Antonio Sonville Current Employer:…

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Manuel Collazo-Insigneo Securities Broker-Discloses $2.3M in Customer Settlements- San Juan, Puerto Rico
Manuel Collazo-Insigneo Securities Broker-Discloses $2.3M in Customer Settlements- San Juan, Puerto Rico 150 150 ER

Manuel Collazo Investigation April 2022- San Juan, Puerto Rico The FINRA records of Manuel Diaz Collazo,  a broker with Insigneo Securities who formerly worked for Santander Securities,  discloses 13 prior customer…

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Andres Jaraj-Insigneo Securities Broker-Discloses Settlement of Customer Dispute- Montevideo, Uruguay
Andres Jaraj-Insigneo Securities Broker-Discloses Settlement of Customer Dispute- Montevideo, Uruguay 150 150 ER

Andres Jaraj Investigation April 2022- Montevideo, Uruguay The FINRA records of Andres Jaraj,  a broker with Insigneo Advisory Securities who formerly worked for Northeast Securities, Inc.  disclose a prior customer dispute.…

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Mark Kregor-Former Robert W. Baird Broker-Discloses Regulatory Sanctions, Prior Customer Disputes and a Termination -Louisville, KY
Mark Kregor-Former Robert W. Baird Broker-Discloses Regulatory Sanctions, Prior Customer Disputes and a Termination -Louisville, KY 150 150 ER

Mark Kregor Investigation March 2022- Louisville, KY The FINRA records of Mark F. Kregor,  a broker with Stifel, Nicolaus & Company who formerly worked for Robert W. Baird,  disclose a regulatory…

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Dustin Ward- Woodbury Financial Broker- Discloses Pending Customer Disputes -St. Louis, MO
Dustin Ward- Woodbury Financial Broker- Discloses Pending Customer Disputes -St. Louis, MO 150 150 ER

Dustin K. Ward Investigation April 2022- St. Louis, MO According to publicly available records, Dustin K. Ward, a Woodbury Financial Services broker, discloses 2 pending customer disputes. The Financial Industry…

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Jeffrey L. Eglow- Newbridge Securities Broker-Has Pending Customer Complaints- Boca Raton, FL
Jeffrey L. Eglow- Newbridge Securities Broker-Has Pending Customer Complaints- Boca Raton, FL 150 150 Robert Rex, Esq.

Jeffrey L. Eglow/ Newbridge Securities Investigation August 2022- Boca Raton, FL According to publicly available records, Newbridge Securities Corporation  financial advisor Jeffrey Eglow,   discloses 2 pending and 4 prior customer disputes.…

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Rex Securities Law Investment Fraud Attorney Investigates Felipe Henao Vargas formerly with Insigneo Securities
Rex Securities Law Investment Fraud Attorney Investigates Felipe Henao Vargas formerly with Insigneo Securities 150 150 ER

Last Updated: January 2024 (Miami, Florida) Felipe Henao Vargas Investigation Summary Here’s what you need to know about Miami, FL, stockbroker Felipe Henao Vargas: Name: Mr. Felipe Henao Vargas Current…

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Michael Fahsholtz- Former Stifel, Nicolaus Broker- Discloses 9 Final Customer Disputes – Wenatchee, WA
Michael Fahsholtz- Former Stifel, Nicolaus Broker- Discloses 9 Final Customer Disputes – Wenatchee, WA 150 150 ER

Michael Fahsholtz Investigation February 2022- Wenatchee, WA According to publicly available records,  Michael A. Fahsholtz , an unregistered broker who was previously with Stifel, Nicolaus & Company,  discloses 9 final customer…

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