• Robert Rex, Esq.

Robert Hahn, Former Tyler Insurance Agent, Sentenced to 36 Months
Robert Hahn, Former Tyler Insurance Agent, Sentenced to 36 Months 150 150 Robert Rex, Esq.

April 2016-Tyler, Texas Robert Hahn, a 64 year old former Tyler insurance agent was sentenced to serve 36 months in federal prison for wire fraud and money laundering , according…

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  • Robert Rex, Esq.

Dwarka Persaud-Former Buckman Buckman & Reid Broker-Discloses Regulatory Suspension/Customer Disputes/ Bankruptcy Filing-Plainfield, NJ
Dwarka Persaud-Former Buckman Buckman & Reid Broker-Discloses Regulatory Suspension/Customer Disputes/ Bankruptcy Filing-Plainfield, NJ 150 150 Robert Rex, Esq.

UPDATE OCTOBER 2017–Dwarka Persaud Suspended-In August 2017 FINRA suspended Persaud for 18 months to resolve allegations that he violated the terms of a heightened supervision agreement which he and his…

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  • Robert Rex, Esq.

Mark S. Immel-Former G.A. Repple Broker-Discloses 19 Customer Complaints
Mark S. Immel-Former G.A. Repple Broker-Discloses 19 Customer Complaints 150 150 Robert Rex, Esq.

UPDATE October 2016-FINRA records report that Mark S. Immel terminated his registration with G.A. Repple & Co. 5/2016 and as of October 25, 2016, he is not currently registered with…

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  • Robert Rex, Esq.

Mark Cleaton Sentenced to 80 Months-Rockwall, TX
Mark Cleaton Sentenced to 80 Months-Rockwall, TX 150 150 Robert Rex, Esq.

March 9, 2016- Rockwall, Texas The Rowlett Lakeshore Times reports that Mark Lee Cleaton, 34, of Rockwall, was sentenced to 80 months in federal prison and ordered to pay restitution…

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  • Robert Rex, Esq.

Daren Dorval Investigation-Legend Securities Broker
Daren Dorval Investigation-Legend Securities Broker 150 150 Robert Rex, Esq.

FINRA records report that Daren Dorval, who has been registered with Legend Securities since 9/2009, is named in a 3 currently pending arbitrations: FINRA Case 15-802 filed by a Florida…

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  • Robert Rex, Esq.

Losses on GTAT ? Recovery Options For Investors
Losses on GTAT ? Recovery Options For Investors 150 150 Robert Rex, Esq.

If you suffered losses on GT Advanced Technologies (GTAT) purchased from Legend Securities we may able to help you recover damages through FINRA arbitration. GT Advanced Technologies which traded at nearly…

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  • Robert Rex, Esq.

Legend Securities Fined $300,000 by S. Carolina Securities Regulators
Legend Securities Fined $300,000 by S. Carolina Securities Regulators 150 150 Robert Rex, Esq.

March 18, 2016-Columbia, South Carolina Legend Securities was named in Administrative Order File Number 14108 filed  by the Securities Division of the Office of the Attorney General of South Carolina for…

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  • Robert Rex, Esq.

Recovery Options for Investors Purchasing Private Placements From World Equity Group
Recovery Options for Investors Purchasing Private Placements From World Equity Group 150 150 Robert Rex, Esq.

If you have losses on private placement investments or exchange traded funds (ETFs) purchased from World Equity Group, we may be able to help you recover damages. World Equity Group…

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  • Robert Rex, Esq.

Vertical Fund Investment Losses? How to Recover Damages.
Vertical Fund Investment Losses? How to Recover Damages. 150 150 Robert Rex, Esq.

We are investigating options for investors who may have suffered losses as a result of investing in Vertical Fund private placement investments, including the following: Vertical US Recovery Fund  Vertical…

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