UPDATE October 2016-FINRA records report that Mark S. Immel terminated his registration with G.A. Repple & Co. 5/2016 and as of October 25, 2016, he is not currently registered with any FINRA broker dealer.
Original post-March 28, 2016-Inverness, Florida
According to FINRA records, financial advisor Mark S. Immel, who has been registered with G.A. Repple & Co. since May 2014, has 19 customer disputes reported , including these:
- FINRA Case No 14-03734– alleges that while Immel was employed by Morgan Keegan & Company/ Raymond James & Associates, in connection with a mutual fund investment, he breached his fiduciary duty, was negligent and violated NASD rules. The customer sought damages of $55,000. The case was settled for $25,000.
- FINRA Case 13-02442-alleges that while Immel was employed by Morgan Keegan & Company/ Raymond James & Associates, in connection with a real estate investment trust investment (REIT), he breached his fiduciary duty, made misrepresentations and omissions. Seeking damages of $140,635, the case was settled for $40,000.
If you have questions about an account with Mark S. Immel or G.A. Repple, call to discuss your options.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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