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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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Rex Securities Law Investment Fraud Attorney Investigates Richard Panno, Buckman Buckman & Reid Broker

Rex Securities Law Investment Fraud Attorney Investigates Richard Panno, Buckman Buckman & Reid Broker 150 150 Robert Rex, Esq.

Last Updated: March 2026 — North Palm Beach, FL Here’s what you need to know about North Palm Beach, FL stockbroker Richard Panno: Name: Richard Anthony Panno CRD Number: 724727…

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Rex Securities Law Investment Fraud Attorney Investigates Archie Block, Former Broker

Rex Securities Law Investment Fraud Attorney Investigates Archie Block, Former Broker 150 150 Robert Rex, Esq.

Last Updated: January 2026 — Little Silver, NJ Here’s what you need to know about Little Silver, NJ stockbroker Alfred Gerald Block: Name: Alfred Gerald Block Alias: Archie Block Current Employer: Not currently…

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Buckman Buckman Reid Broker Ron Ison Barred From Securities Industry

Buckman Buckman Reid Broker Ron Ison Barred From Securities Industry 150 150 Robert Rex, Esq.

April 2018- Little Silver, New Jersey Ron Jason Ison , a former stockbroker who last was employed by Buckman, Buckman & Reid, was permanently barred from the securities industry by…

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Glenn R. King- Prior Buckman, Buckman & Reid, Inc. Broker- Discloses FINRA Sanction, Numerous Customer Disputes – Shrewsbury, NJ

Glenn R. King- Prior Buckman, Buckman & Reid, Inc. Broker- Discloses FINRA Sanction, Numerous Customer Disputes – Shrewsbury, NJ 150 150 Robert Rex, Esq.

August 2017 – Shrewsbury, NJ According to publicly available records  Glenn Robert King (CRD#2191091) , a former stockbroker who was last registered with Buckman, Buckman & Reid, Inc. disclose a regulatory event,…

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Jason H. Klabal-Former Legend Securities Broker-Discloses Customer Disputes

Jason H. Klabal-Former Legend Securities Broker-Discloses Customer Disputes 150 150 Robert Rex, Esq.

January 2017- New York According to publicly available records Jason H. Klabal , (CRD# 2910714) ,  a  stockbroker who is currently employed by Alexander Capital,  disclose 2 currently pending customer disputes. The Financial Industry…

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Carlo W. Corzine Settles Customer Complaint- Tactical Air Defense Inc.

Carlo W. Corzine Settles Customer Complaint- Tactical Air Defense Inc. 150 150 Robert Rex, Esq.

March 27, 2016 FINRA records report that Carlo W. Corzine, who is currently registered with Dawson James Securities in Boca Raton, FL, recently settled a customer dispute. The complaint alleged…

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Buckman Buckman & Reid Sanctioned by Regulators

Buckman Buckman & Reid Sanctioned by Regulators 150 150 Robert Rex, Esq.

November 12 , 2015 Buckman, Buckman & Reid  entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that while accepting and holding six customer…

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