Capital Investment Group

  • ER

Eugene “Bron” Thompson- Capital Investment Broker- Discloses Customer Disputes Involving GWG Holdings- Wallace, NC
Eugene “Bron” Thompson- Capital Investment Broker- Discloses Customer Disputes Involving GWG Holdings- Wallace, NC 150 150 ER

Eugene Cebron “Bron” Thompson Investigation March 2024– Wallace, NC According to publicly available records,  Eugene “Bron” Thompson,  a broker with Capital Investment Group,  discloses several customer dispute related to GWG…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates David Wilke a Broker with Capital Investment Group
Rex Securities Law Investment Fraud Attorney Investigates David Wilke a Broker with Capital Investment Group 150 150 Robert Rex, Esq.

Last Updated:  February 2024 (Sandy Springs, GA ) David Wilke Investigation Summary Here’s what you need to know about Sandy Springs, GA, stockbroker David Wilke: Name: Mr. David Allen Wilke…

read more
  • Robert Rex, Esq.

Ashley Woodard-Former VOYA Financial Broker- Disgruntled Investors Paid Over $14 Million-Greenville, South Carolina
Ashley Woodard-Former VOYA Financial Broker- Disgruntled Investors Paid Over $14 Million-Greenville, South Carolina 150 150 Robert Rex, Esq.

Ashley Woodard Investigation May 2023 – Greenville/ Greer , South Carolina According to publicly available records  Ashley Charles Woodard  ,  a  stockbroker previously employed by VOYA Financial,  discloses 16 prior customer dispute…

read more
  • ER

Joseph Beam- Capital Investment Broker-Discloses 3 Customer Disputes-GWG Holdings Losses- Flat Rock, NC
Joseph Beam- Capital Investment Broker-Discloses 3 Customer Disputes-GWG Holdings Losses- Flat Rock, NC 150 150 ER

Joseph Beam Investigation   March 2023- Raleigh, NC According to publicly available records Joseph Beam,  a broker employed by Capital Investment Group, Inc.,  discloses three customer disputes. The Financial Industry Regulatory…

read more
  • ER

Brett Rutherford- Capital Investment Broker- Discloses $100K Customer Dispute over GWG Investments -Morehead City, NC
Brett Rutherford- Capital Investment Broker- Discloses $100K Customer Dispute over GWG Investments -Morehead City, NC 150 150 ER

Brett Rutherford Investigation March, 2023 – Raleigh, NC The FINRA records of Brett Rutherford, a Capital Investment Group, Inc. broker, disclose a pending customer dispute involving GWG Holdings Inc.. The Financial Industry…

read more
  • Robert Rex, Esq.

Anthony Pitta- Capital Investment Group Broker- Subject of $625K Customer Suit-Melville, NY
Anthony Pitta- Capital Investment Group Broker- Subject of $625K Customer Suit-Melville, NY 150 150 Robert Rex, Esq.

Anthony Pitta Investigation September 2022- Melville, NY According to publicly available records,  Anthony J. Pitta,  a financial advisor currently employed by Capital Investment Group, discloses  a currently pending customer dispute. The Financial…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Pamela Jo Lizanich formerly with Voya Financial Advisors
Rex Securities Law Investment Fraud Attorney Investigates Pamela Jo Lizanich formerly with Voya Financial Advisors 150 150 Robert Rex, Esq.

Last Updated: September 2023 (Greenville, South Carolina) Pamela Jo Lizanich Investigation Summary Here’s what you need to know about Greenville, SC, stockbroker Pamela Jo Lizanich: Name: Ms. Pamela Jo Lizanich…

read more
  • Robert Rex, Esq.

Kelly G. Richards-First Allied Securities Broker-Discloses Prior Termination-Phoenix, AZ
Kelly G. Richards-First Allied Securities Broker-Discloses Prior Termination-Phoenix, AZ 150 150 Robert Rex, Esq.

August  2018- The FINRA records of  Kelly Gene Richards , (CRD 4918409),   a  stockbroker who is currently  employed by  First Allied Securities, disclose a prior termination from employment. The Financial Industry Regulatory Authority…

read more
  • Robert Rex, Esq.

Robert S. Graham-Former Capital Investment Group Broker-Subject of Customer Arbitration-Scottsdale, AZ
Robert S. Graham-Former Capital Investment Group Broker-Subject of Customer Arbitration-Scottsdale, AZ 150 150 Robert Rex, Esq.

March 2019-Scottsdale, AZ The FINRA records of  Robert S. Graham ,  a  stockbroker who is currently unregistered and who last was employed by  First Allied Securities, disclose a  regulatory event and a…

read more
  • 1
  • 2
Enter your
text here
Verified by MonsterInsights