Churning Archives

ER
July 18, 2026

Rex Securities Law Investigates James Bernthal-Former Aegis Capital Broker

Rex Securities Law Investigates James Bernthal-Former Aegis Capital Broker https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 ER ER https://secure.gravatar.com/avatar/2d44fc1bb37bf9f3e58c25efde680e115458389810b3021a82de67eab0575506?s=96&d=mm&r=g July 18, 2026 July 24, 2026

James Bernthal Investigation July 2026-New York, NY According to publicly available records James R. Bernthal a broker formerly with Aegis Capital Corp., discloses 7 prior customer disputes. The Financial Industry…

Robert Rex, Esq.
May 15, 2026

Rex Securities Law Investment Fraud Attorney Investigates Mark Ketner- a Broker with PHX Financial

Rex Securities Law Investment Fraud Attorney Investigates Mark Ketner- a Broker with PHX Financial https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g May 15, 2026 August 11, 2026

May 2026- Hauppauge , New York The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report…

Robert Rex, Esq.
May 7, 2026

Rex Securities Law Investment Fraud Attorney Investigates Gil Sharon-a Broker with A.G.P.- Alliance Global Partners

Rex Securities Law Investment Fraud Attorney Investigates Gil Sharon-a Broker with A.G.P.- Alliance Global Partners https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g May 7, 2026 July 13, 2026

May 2026 The FINRA records of Gil Sharon , a stock broker who is employed by A.G.P. – Alliance Global Partners disclose several prior customer dispute . The Financial Industry Regulatory Authority (FINRA) is…

Robert Rex, Esq.
March 1, 2026

Brett S. Murphy-Former Revere Securities Broker-Discloses Settlement of Customer Dispute-Boca Raton, FL

Brett S. Murphy-Former Revere Securities Broker-Discloses Settlement of Customer Dispute-Boca Raton, FL https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g March 1, 2026 May 29, 2026

March 2026-Boca Raton, FL According to publicly available records Brett Scott Murphy , (CRD# 2434384) , a stockbroker who is was last registered with Revere Securities, LLC disclose settlement of a customer…

Robert Rex, Esq.
March 8, 2024

Rex Securities Law Investment Fraud Attorney Investigates Morgan Stanley Broker Darryl Cohen

Rex Securities Law Investment Fraud Attorney Investigates Morgan Stanley Broker Darryl Cohen https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g March 8, 2024 March 9, 2024

Darryl Cohen-Misappropriation From NBA Player Accounts April 2023-Westlake Village, C A The FINRA records of Darryl Cohen, a former stock broker who was last employed in the industry by Morgan Stanley…

ER
June 27, 2023

John Orlando-Former SW Financial Broker- Customer Disputes Resolved for More Than $1.2M – Ft. Lauderdale, FL

John Orlando-Former SW Financial Broker- Customer Disputes Resolved for More Than $1.2M – Ft. Lauderdale, FL https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 ER ER https://secure.gravatar.com/avatar/2d44fc1bb37bf9f3e58c25efde680e115458389810b3021a82de67eab0575506?s=96&d=mm&r=g June 27, 2023 October 5, 2023

John A. Orlando Investigation June 2023 – Ft. Lauderdale, FL According to publicly available records John Anthony Orlando , a stockbroker previously employed by SW Financial, discloses 2 regulatory events, 5 prior…

ER
June 26, 2023

Stephn Marek-Joseph Gunnar Broker-Discloses Customer Disputes-Uniondale, NY

Stephn Marek-Joseph Gunnar Broker-Discloses Customer Disputes-Uniondale, NY https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 ER ER https://secure.gravatar.com/avatar/2d44fc1bb37bf9f3e58c25efde680e115458389810b3021a82de67eab0575506?s=96&d=mm&r=g June 26, 2023 October 4, 2023

Stephen Marek Investigation June 2023-Uniondale , NY According to publicly available records Stephen Marek a Joseph Gunnar & Co. broker, discloses 2 prior customer disputes and a pending customer dispute.…

ER
June 21, 2023

Mirso Muharemovic-Former Arive Capital Markets Broker-Discloses Regulatory Suspension and Three Prior Customer Disputes – Coram, NY

Mirso Muharemovic-Former Arive Capital Markets Broker-Discloses Regulatory Suspension and Three Prior Customer Disputes – Coram, NY https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 ER ER https://secure.gravatar.com/avatar/2d44fc1bb37bf9f3e58c25efde680e115458389810b3021a82de67eab0575506?s=96&d=mm&r=g June 21, 2023 October 3, 2023

Mirso Muharemovic Investigation June 2023-Coram, NY According to publicly available records Mirso Muharemovic, a former Arive Capital Markets broker discloses a final regulatory matter and three prior customer disputes. The Financial Industry…

ER
June 21, 2023

Edward Short-Laidlaw & Company Advisor Suspended by FINRA – Melville, NY

Edward Short-Laidlaw & Company Advisor Suspended by FINRA – Melville, NY https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 ER ER https://secure.gravatar.com/avatar/2d44fc1bb37bf9f3e58c25efde680e115458389810b3021a82de67eab0575506?s=96&d=mm&r=g June 21, 2023 October 3, 2023

Edward Short Investigation June 2023-Melville, NY According to publicly available records Edward Scott Short, a broker previously with Laidlaw & Company discloses a final regulatory matter resulting in being permanently…

ER
June 21, 2023

Todd Cirella- Laidlaw & Company Broker-Suspended by Regulators -Melville, NY

Todd Cirella- Laidlaw & Company Broker-Suspended by Regulators -Melville, NY https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 ER ER https://secure.gravatar.com/avatar/2d44fc1bb37bf9f3e58c25efde680e115458389810b3021a82de67eab0575506?s=96&d=mm&r=g June 21, 2023 September 30, 2023

Todd Cirella Investigation June 2023-Melville, NY According to publicly available records Todd Anthony Cirella a broker with Laidlaw & Company, Ltd., discloses a final regulatory matter resulting in a 3 month…

Featured Investigations