Protecting
Investor the
 Stockbroker Malpractice
Negligence, Fraud Schedule a FREE Consultation

Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








Rex Securities Law Walls St Banner
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Broad Street Capital Markets Broker David Farber
Rex Securities Law Investment Fraud Attorney Investigates Broad Street Capital Markets Broker David Farber 150 150 Robert Rex, Esq.

Last Updated: October 2026 Here’s What You Need to Know About Maitland, Florida Stockbroker David Farber Name: David Michael Farber Current Employer: Broad Street Capital Markets, LLC Prior Employers: BMA…

read more
  • Robert Rex, Esq.

Ian C. Kass-Former WIlson-Davis Stockbroker- Charged with Securities Fraud-Ft. Lauderdale, FL
Ian C. Kass-Former WIlson-Davis Stockbroker- Charged with Securities Fraud-Ft. Lauderdale, FL 150 150 Robert Rex, Esq.

October 2016-Ft. Lauderdale, Florida The FINRA records of  Ian C. Kass,  a  former stockbroker who  was last employed by  Wilson-Davis & Co.   discloses a recent employment separation after allegations. In September 2016, the U.S. Attorney’s Office…

read more
  • Robert Rex, Esq.

Delaney Equity Group of Palm Beach Gardens Named in SEC Complaint
Delaney Equity Group of Palm Beach Gardens Named in SEC Complaint 150 150 Robert Rex, Esq.

Palm Beach Gardens, Florida UPDATE MAY 2017-In 3/2017 FINRA fined Delaney Equity Group $40,000 and required revision to their written supervisory procedures for deficiencies related to short sales of equities…

read more
  • Robert Rex, Esq.

Christopher Cervino-Former Cor Clearing StockBroker-Convicted of Securities Fraud
Christopher Cervino-Former Cor Clearing StockBroker-Convicted of Securities Fraud 150 150 Robert Rex, Esq.

UPDATE MARCH 2017–Christopher Cervino, 44, of Franklin Lakes, New Jersey was convicted of one count of conspiracy to commit securities fraud in connection with his role in a securities fraud scheme…

read more
Enter your
text here

You cannot copy content of this page