Dempsey Lord Smith

  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Dempsey Lord Smith Broker Joel Goldberg
Rex Securities Law Investment Fraud Attorney Investigates Dempsey Lord Smith Broker Joel Goldberg 150 150 Robert Rex, Esq.

Last Updated: January 2025 (Dalton, GA) Joel Goldberg Investigation Summary Here’s what you need to know about Dalton, GA Stockbroker Joel A. Goldberg: Name: Joel Ari Goldberg Current Employer: Dempsey…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Dempsey Lord Smith Broker Rajesh Jyotishi
Rex Securities Law Investment Fraud Attorney Investigates Dempsey Lord Smith Broker Rajesh Jyotishi 150 150 Robert Rex, Esq.

Last Updated: January 2025 (Norcross, GA) Rajesh Jyotishi Investigation Summary Here’s what you need to know about Norcross, GA Stockbroker Rajesh C. Jyotishi: Name: Rajesh C. Jyotishi Current Employer: Dempsey…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Gali Horev a broker with Dempsey Lord Smith
Rex Securities Law Investment Fraud Attorney Investigates Gali Horev a broker with Dempsey Lord Smith 150 150 Robert Rex, Esq.

Last Updated:  June 2024 (Irvine, CA) Gal Gali Horev Investigation Summary Here’s what you need to know about Irvine, CA stockbroker Gal Gali Horev: Name: Gal Gali Horev Current Employer: Dempsey Lord…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Roger Roemmich Formerly with Dempsey Lord Smith
Rex Securities Law Investment Fraud Attorney Investigates Roger Roemmich Formerly with Dempsey Lord Smith 150 150 Robert Rex, Esq.

Last Updated:  February 2024 (Atlanta, GA) Roger Roemmich Investigation Summary Here’s what you need to know about Atlanta,GA, stockbroker Roger Roemmich: Name:  Mr. Roger Allan Roemmich Current Employer:  Alexander Capital LP,…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Barry Dow a Financial Advisor with Dempsey Lord Smith
Rex Securities Law Investment Fraud Attorney Investigates Barry Dow a Financial Advisor with Dempsey Lord Smith 150 150 Robert Rex, Esq.

Last Updated: January 2024 (Rome, GA) Barry Dow Investigation Summary Here’s what you need to know about Rome, GA, stockbroker Barry Dow: Name: Mr. Barry Park Dow Current Employer: Dempsey…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Dempsey Lord Smith Broker Jay Parrish
Rex Securities Law Investment Fraud Attorney Investigates Dempsey Lord Smith Broker Jay Parrish 150 150 Robert Rex, Esq.

Last Updated: December 2023 (Jacksonville, FL) Jay Parrish Investigation Summary Here’s what you need to know about Jacksonville, FL, stockbroker Jay Parrish: Name: Mr. Jerry Lee Parrish Current Employer: Dempsey…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Travis Jennings formerly with Dempsey Lord Smith LLC
Rex Securities Law Investment Fraud Attorney Investigates Travis Jennings formerly with Dempsey Lord Smith LLC 150 150 Robert Rex, Esq.

Last Updated: December 2023 (Wesley Chapel, FL) Travis Jennings Investigation Summary Here’s what you need to know about Wesley Chapel, FL, stockbroker Travis Jennings: Name: Mr. Travis Scott Jennings Current…

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  • ER

Barbara Borowsky-Dempsey Lord Smith Broker- Discloses Customer Dispute-Rome, GA
Barbara Borowsky-Dempsey Lord Smith Broker- Discloses Customer Dispute-Rome, GA 150 150 ER

Barbara Borowsky Investigation June 2023 – Rome, GA According to publicly available records Barbara Borowsky ,  a broker with Dempsey, Lord, Smith discloses a pending customer dispute The Financial Industry Regulatory…

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  • Robert Rex, Esq.

Joseph Roop-Former Kalos Capital Broker-Discloses 11 Prior Customer Disputes -Belmont, NC
Joseph Roop-Former Kalos Capital Broker-Discloses 11 Prior Customer Disputes -Belmont, NC 150 150 Robert Rex, Esq.

Joseph Roop Investigation December 2021- 2020 – Belmont, NC The FINRA records of Joseph Patrick Roop,  a currently unregistered broker who was last employed by Dempsey Lord Smith and Kalos Capital,  disclose…

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