Last Updated: February 2024 (Atlanta, GA) Roger Roemmich Investigation Summary Here’s what you need to know about Atlanta,GA, stockbroker Roger Roemmich: Name: Mr. Roger Allan Roemmich Current Employer: Alexander Capital LP,…
read moreLast Updated: January 2024 (Rome, GA) Barry Dow Investigation Summary Here’s what you need to know about Rome, GA, stockbroker Barry Dow: Name: Mr. Barry Park Dow Current Employer: Dempsey…
read moreLast Updated: December 2023 (Jacksonville, FL) Jay Parrish Investigation Summary Here’s what you need to know about Jacksonville, FL, stockbroker Jay Parrish: Name: Mr. Jerry Lee Parrish Current Employer: Dempsey…
read moreLast Updated: December 2023 (Wesley Chapel, FL) Travis Jennings Investigation Summary Here’s what you need to know about Wesley Chapel, FL, stockbroker Travis Jennings: Name: Mr. Travis Scott Jennings Current…
read moreBarbara Borowsky Investigation June 2023 – Rome, GA According to publicly available records Barbara Borowsky , a broker with Dempsey, Lord, Smith discloses a pending customer dispute The Financial Industry Regulatory…
read moreJoseph Roop Investigation December 2021- 2020 – Belmont, NC The FINRA records of Joseph Patrick Roop, a currently unregistered broker who was last employed by Dempsey Lord Smith and Kalos Capital, disclose…
read more