Emerson Equity LLC Archives

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October 16, 2025

Rex Securities Law Investigation: Thomas G. Justice (Emerson Equity LLC)

Rex Securities Law Investigation: Thomas G. Justice (Emerson Equity LLC) https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 long long https://secure.gravatar.com/avatar/6a149938f10b5dd16b5a12a992cb52906a7a340119ce9730cefb1a839017411c?s=96&d=mm&r=g October 16, 2025 October 16, 2025

Last Updated: September 2025 — San Mateo, CA Here’s what you need to know about San Mateo, CA stockbroker Thomas G. Justice: Name: Thomas G. (Gary) Justice — CRD #2786145. Current…

Robert Rex, Esq.
September 16, 2025

Rex Securities Law Investment Fraud Attorney Investigates Patrick W. Lam, Broker with Emerson Equity LLC & The Sherer Group

Rex Securities Law Investment Fraud Attorney Investigates Patrick W. Lam, Broker with Emerson Equity LLC & The Sherer Group https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g September 16, 2025 September 16, 2025

Last Updated: September 2025 — Scottsdale, AZ Here’s what you need to know about Scottsdale, AZ, stockbroker Patrick W. Lam: Name:Patrick Wang Lam Current Employer:Emerson Equity LLC (CRD #130032) —…

Robert Rex, Esq.
September 6, 2025

Rex Securities Law Investment Fraud Attorney Investigates Emerson Equity Former Broker John Kevin Barrett

Rex Securities Law Investment Fraud Attorney Investigates Emerson Equity Former Broker John Kevin Barrett https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g September 6, 2025 September 6, 2025

Last Updated: September 2025 – San Mateo, CA Here’s what you need to know about San Mateo, CA, stockbroker John Kevin Barrett: Name: John Kevin Barrett. Current Employer: Barred from associating…

Robert Rex, Esq.
September 3, 2025

Rex Securities Law Investment Fraud Attorney Investigates Emerson Equity Broker Tony Barouti

Rex Securities Law Investment Fraud Attorney Investigates Emerson Equity Broker Tony Barouti https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g September 3, 2025 September 3, 2025

Last Updated: September 2025 — Los Angeles, CA Here’s what you need to know about Los Angeles, CA, stockbroker Tony Barouti: Name: Tony Barouti Current Employer: Emerson Equity LLC —since 06/13/2017. Prior…

Robert Rex, Esq.
July 26, 2025

Rex Securities Law Investment Fraud Attorney Investigates William Duffy formerly with Emerson Equity LLC

Rex Securities Law Investment Fraud Attorney Investigates William Duffy formerly with Emerson Equity LLC https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g July 26, 2025 July 31, 2025

Last Updated: July 2025 (Lone Tree, CO) William Duffy Investigation Summary Here’s what you need to know about Lone Tree, CO, stockbroker Will Duffy: Name: Mr. William Duffy Current Employer:…

Robert Rex, Esq.
July 23, 2025

Rex Securities Law Investment Fraud Attorney Investigates Emerson Equity Broker Daniel Pikula

Rex Securities Law Investment Fraud Attorney Investigates Emerson Equity Broker Daniel Pikula https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g July 23, 2025 July 23, 2025

Last Updated: July 2025 (Wellington, FL) Dan Pikula Investigation Summary Here’s what you need to know about Wellington, FL, stockbroker Daniel Pikula: Name: Mr. Daniel Simon Pikula Current Employer: Emerson…

Robert Rex, Esq.
May 30, 2025

Rex Securities Law Investment Fraud Attorney Investigates Emerson Equity LLC Broker Jeff W. Webb

Rex Securities Law Investment Fraud Attorney Investigates Emerson Equity LLC Broker Jeff W. Webb https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g May 30, 2025 June 2, 2025

Last Updated: May 2025 – Denver, CO Here’s what you need to know about Denver, CO stockbroker Jeff W. Webb: Name: Mr. Jeff W. Webb Current Employer: Emerson Equity LLC DBA: Mountain…

Robert Rex, Esq.
March 12, 2024

Rex Securities Law Investment Fraud Attorney Investigates Michael Cullwell a broker with Emerson Equity

Rex Securities Law Investment Fraud Attorney Investigates Michael Cullwell a broker with Emerson Equity https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g March 12, 2024 March 18, 2024

Last Updated: March 2024 (Irvine, CA) Michael Cullwell Investigation Summary Here’s what you need to know Irvine, CA, stockbroker Michael Cullwell: Name: Mr. Michael Gregory Cullwell DBA: Irvine Advisors LLC,…

Robert Rex, Esq.
September 19, 2023

Rex Securities Law Investment Fraud Attorney Investigates Emerson Equity Broker Timothy Brown

Rex Securities Law Investment Fraud Attorney Investigates Emerson Equity Broker Timothy Brown https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g September 19, 2023 September 20, 2023

Last Updated: September 2023 (San Mateo, CA ) Timothy E. Brown Investigation Summary Here’s what you need to know about San Mateo, CA, stockbroker Timothy Eugene Brown: Name: Mr. Timothy…

ER
June 28, 2023

James Warring- Former DAI Securities Advisor/ Eaglestone Wealth Advisor- Has a $4.5M Pending Customer Dispute-Rockville, Maryland

James Warring- Former DAI Securities Advisor/ Eaglestone Wealth Advisor- Has a $4.5M Pending Customer Dispute-Rockville, Maryland https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 ER ER https://secure.gravatar.com/avatar/2d44fc1bb37bf9f3e58c25efde680e115458389810b3021a82de67eab0575506?s=96&d=mm&r=g June 28, 2023 October 5, 2023

James Warring Investigation June 2023 – Rockville, Maryland According to publicly available records James Dale Warring, a broker currently registered with Emerson Equity, discloses $4.5M pending customer dispute. The Financial Industry…

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