Last updated: November 2025 — Reno, NV Here’s what you need to know about Reno, NV stockbroker Tim Sherer: Name: Timothy John Sherer Current Employer: Emerson Equity LLC — Main office: 155…

Last Updated: October 2025 — Newberg, OR Here’s what you need to know about Newberg, OR stockbroker Robert Scott Smith: Name: Robert Scott Smith Current Employer: Emerson Equity LLC — registered since…

Last Updated: October 2025 — San Mateo, CA Here’s what you need to know about San Mateo, CA stockbroker Thomas G. Justice: Name: Thomas Gary Justice Current Employer: Emerson Equity LLC (CRD…

Last Updated: September 2025 – San Mateo, CA Here’s what you need to know about San Mateo, CA, stockbroker John Kevin Barrett: Name: John Kevin Barrett. Current Employer:  Barred from associating…

Last Updated: September 2025 — Los Angeles, CA Here’s what you need to know about Los Angeles, CA, stockbroker Tony Barouti: Name: Tony Barouti Current Employer: Emerson Equity LLC —since 06/13/2017. Prior…

Last Updated: July  2025 (Lone Tree, CO) William Duffy Investigation Summary Here’s what you need to know about Lone Tree, CO, stockbroker Will Duffy: Name: Mr. William Duffy Current Employer:…

Last Updated: July 2025 (Wellington, FL) Dan Pikula Investigation Summary Here’s what you need to know about Wellington, FL, stockbroker Daniel Pikula: Name: Mr. Daniel Simon Pikula Current Employer: Emerson…

Last Updated: May 2025 – Denver, CO Here’s what you need to know about Denver, CO stockbroker Jeff W. Webb: Name: Mr. Jeff W. Webb Current Employer: Emerson Equity LLC DBA: Mountain…

Last Updated: March 2024 (Irvine, CA) Michael Cullwell Investigation Summary Here’s what you need to know Irvine, CA, stockbroker Michael Cullwell: Name: Mr. Michael Gregory Cullwell DBA: Irvine Advisors LLC,…