Emerson Equity LLC

  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Emerson Equity Former Broker John Kevin Barrett
Rex Securities Law Investment Fraud Attorney Investigates Emerson Equity Former Broker John Kevin Barrett 150 150 Robert Rex, Esq.

Last Updated: September 2025 – San Mateo, CA Here’s what you need to know about San Mateo, CA, stockbroker John Kevin Barrett: Name: John Kevin Barrett. Current Employer:  Barred from associating…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Emerson Equity Broker Tony Barouti
Rex Securities Law Investment Fraud Attorney Investigates Emerson Equity Broker Tony Barouti 150 150 Robert Rex, Esq.

Last Updated: September 2025 — Los Angeles, CA Here’s what you need to know about Los Angeles, CA, stockbroker Tony Barouti: Name: Tony Barouti Current Employer: Emerson Equity LLC —since 06/13/2017. Prior…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates William Duffy formerly with Emerson Equity LLC
Rex Securities Law Investment Fraud Attorney Investigates William Duffy formerly with Emerson Equity LLC 150 150 Robert Rex, Esq.

Last Updated: July  2025 (Lone Tree, CO) William Duffy Investigation Summary Here’s what you need to know about Lone Tree, CO, stockbroker Will Duffy: Name: Mr. William Duffy Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Emerson Equity Broker Daniel Pikula
Rex Securities Law Investment Fraud Attorney Investigates Emerson Equity Broker Daniel Pikula 150 150 Robert Rex, Esq.

Last Updated: July 2025 (Wellington, FL) Dan Pikula Investigation Summary Here’s what you need to know about Wellington, FL, stockbroker Daniel Pikula: Name: Mr. Daniel Simon Pikula Current Employer: Emerson…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Emerson Equity LLC Broker Jeff W. Webb
Rex Securities Law Investment Fraud Attorney Investigates Emerson Equity LLC Broker Jeff W. Webb 150 150 Robert Rex, Esq.

Last Updated: May 2025 – Denver, CO Here’s what you need to know about Denver, CO stockbroker Jeff W. Webb: Name: Mr. Jeff W. Webb Current Employer: Emerson Equity LLC DBA: Mountain…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Michael Cullwell a broker with Emerson Equity
Rex Securities Law Investment Fraud Attorney Investigates Michael Cullwell a broker with Emerson Equity 150 150 Robert Rex, Esq.

Last Updated: March 2024 (Irvine, CA) Michael Cullwell Investigation Summary Here’s what you need to know Irvine, CA, stockbroker Michael Cullwell: Name: Mr. Michael Gregory Cullwell DBA: Irvine Advisors LLC,…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Emerson Equity Broker Timothy Brown
Rex Securities Law Investment Fraud Attorney Investigates Emerson Equity Broker Timothy Brown 150 150 Robert Rex, Esq.

Last Updated: September 2023 (San Mateo, CA ) Timothy E. Brown Investigation Summary Here’s what you need to know about San Mateo, CA, stockbroker Timothy Eugene Brown: Name: Mr. Timothy…

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  • ER

James Warring- Former DAI Securities Advisor/ Eaglestone Wealth Advisor- Has a $4.5M Pending Customer Dispute-Rockville, Maryland
James Warring- Former DAI Securities Advisor/ Eaglestone Wealth Advisor- Has a $4.5M Pending Customer Dispute-Rockville, Maryland 150 150 ER

James Warring Investigation June 2023 – Rockville, Maryland According to publicly available records  James Dale Warring,  a broker currently registered with Emerson Equity,  discloses $4.5M pending customer dispute. The Financial Industry…

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  • ER

Robert Melberth- Emerson Equity Securities Broker-Facing 12M+ in Customer Suits- Sarasota, FL
Robert Melberth- Emerson Equity Securities Broker-Facing 12M+ in Customer Suits- Sarasota, FL 150 150 ER

Robert Melberth Investigation   March 2023-Sarasota, FL According to publicly available records Robert Wyla Melberth,  a broker employed by Emerson Equity,  discloses multiple customer disputes seeking more than $12 million in damages.…

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  • Robert Rex, Esq.

Grady R. Jones- Former Emerson Equity/WFG Investments Broker Investigation- Dallas, Texas
Grady R. Jones- Former Emerson Equity/WFG Investments Broker Investigation- Dallas, Texas 150 150 Robert Rex, Esq.

Lewisville, Texas Rex Securities Law is investigating Grady R. Jones, a broker who is currently unregistered but who was previously registered as follows: Emerson Equity          …

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