Last Updated: October 2025 — Newberg, OR Here’s what you need to know about Newberg, OR stockbroker Robert Scott Smith: Name: Robert Scott Smith Current Employer: Emerson Equity LLC — registered since…
read moreLast Updated: October 2025 — San Mateo, CA Here’s what you need to know about San Mateo, CA stockbroker Thomas G. Justice: Name: Thomas Gary Justice Current Employer: Emerson Equity LLC (CRD…
read moreLast Updated: July 2025 (Wellington, FL) Dan Pikula Investigation Summary Here’s what you need to know about Wellington, FL, stockbroker Daniel Pikula: Name: Mr. Daniel Simon Pikula Current Employer: Emerson…
read moreLast Updated: May 2025 – Denver, CO Here’s what you need to know about Denver, CO stockbroker Jeff W. Webb: Name: Mr. Jeff W. Webb Current Employer: Emerson Equity LLC DBA: Mountain…
read moreLast Updated: March 2024 (Irvine, CA) Michael Cullwell Investigation Summary Here’s what you need to know Irvine, CA, stockbroker Michael Cullwell: Name: Mr. Michael Gregory Cullwell DBA: Irvine Advisors LLC,…
read moreJames Warring Investigation June 2023 – Rockville, Maryland According to publicly available records James Dale Warring,  a broker currently registered with Emerson Equity,  discloses $4.5M pending customer dispute. The Financial Industry…
read moreRobert Melberth Investigation March 2023-Sarasota, FL According to publicly available records Robert Wyla Melberth,  a broker employed by Emerson Equity, discloses multiple customer disputes seeking more than $12 million in damages.…
read moreLewisville, Texas Rex Securities Law is investigating Grady R. Jones, a broker who is currently unregistered but who was previously registered as follows: Emerson Equity      …
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