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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Equitable Advisors Broker Victor M. Torres
Rex Securities Law Investment Fraud Attorney Investigates Equitable Advisors Broker Victor M. Torres 150 150 Robert Rex, Esq.

Last Updated: January 2025 (Fort Lauderdale, FL) Victor M. Torres Investigation Summary Here’s what you need to know about Fort Lauderdale, FL, stockbroker Victor M. Torres: Name: Victor M. Torres Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Chris Wells formerly with Equitable Advisors
Rex Securities Law Investment Fraud Attorney Investigates Chris Wells formerly with Equitable Advisors 150 150 Robert Rex, Esq.

Last Updated: April 2024 (Austin, Texas) Christopher Wells Investigation Summary Here’s what you need to know about Austin, Texas, stockbroker Chris Wells: Name: Mr. Christopher Ronald Wells Current Employer: Purshe…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Equitable Advisors Broker Richard Brittain
Rex Securities Law Investment Fraud Attorney Investigates Equitable Advisors Broker Richard Brittain 150 150 Robert Rex, Esq.

Last Updated: January 2024 (Valencia, CA) Richard Brittain Investigation Summary Here’s what you need to know about Valencia, CA, stockbroker Richard Brittain: Name: Mr. Richard Dustin Brittain Current Employer: Equitable…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Stephen Michael Jones formerly with Equitable Advisors
Rex Securities Law Investment Fraud Attorney Investigates Stephen Michael Jones formerly with Equitable Advisors 150 150 Robert Rex, Esq.

Last Updated: September 2023 (Orlando, FLA) Stephen M. Jones Investigation Summary Here’s what you need to know about former Orlando , FLA, stockbroker & disbarred Attorney Stephen Jones: Name: Mr.…

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  • ER

Kevin Klickna – Former Equitable Advisors Broker-Discloses Regulatory Suspension- Rochester, IL
Kevin Klickna – Former Equitable Advisors Broker-Discloses Regulatory Suspension- Rochester, IL 150 150 ER

Kevin Klickna Investigation June 2023-Rochester, IL  According to publicly available records Kevin Klickna a currently unregistered broker most recently employed with Equitable Advisors discloses a final regulatory matter and a termination…

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  • ER

Chris McFadden- Former LPL Financial Broker- Discloses Regulatory Suspension, Dallas, TX
Chris McFadden- Former LPL Financial Broker- Discloses Regulatory Suspension, Dallas, TX 150 150 ER

Chris McFadden Investigation June 2022- Dallas, TX According to publicly available records,  Chris D. McFadden, a currently unregistered broker, who last worked for Equitable Advisors and LPL Financial in Dallas, TX ,  discloses…

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