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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








Rex Securities Law Walls St Banner
  • Robert Rex, Esq.

Peter Holler-Former Securities Service Network Broker-Subject of Suits Over Woodbridge Fund Losses-Bristol, TN
Peter Holler-Former Securities Service Network Broker-Subject of Suits Over Woodbridge Fund Losses-Bristol, TN 150 150 Robert Rex, Esq.

December 2020– Bristol, TN The FINRA records of  Peter David Holler ,  a  stock broker who  was last employed by Securities Service Network ,  disclose  six final customer disputes involving the allegedly fraudulent Woodbridge…

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  • Robert Rex, Esq.

Keith Ashley-Parkland Securities Broker/ Allen Brewery Owner-Charged with Murder of Client-Carrollton, TX
Keith Ashley-Parkland Securities Broker/ Allen Brewery Owner-Charged with Murder of Client-Carrollton, TX 150 150 Robert Rex, Esq.

November 2020- Dallas, TX  ASHLEY ACCUSED OF MURDERING CLIENT AND STAGING COVERUP TO LOOK LIKE SUICIDE According to  Fox4 KDFW news, Nine Band Brewing owner and former Parkland Securities financial…

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  • Robert Rex, Esq.

Johnny Guan-Aegis Capital Broker-Discloses Customer Disputes-Red Bank, NJ
Johnny Guan-Aegis Capital Broker-Discloses Customer Disputes-Red Bank, NJ 150 150 Robert Rex, Esq.

November 2020- Red Bank, NJ According to publicly available records Johnny Guan  (CRD#5711977), a stockbroker employed with Aegis Capital discloses two settled customer disputes. The Financial Industry Regulatory Authority (FINRA) is the…

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  • Robert Rex, Esq.

Irene Engard- Former PFS Investments Broker-Barred From FINRA- Federal Way, WA
Irene Engard- Former PFS Investments Broker-Barred From FINRA- Federal Way, WA 150 150 Robert Rex, Esq.

November 2020- Federal Way, WA According to publicly available records, former PFS Investments, Inc,  financial advisor Irene Engard,  has been barred from the securities industry. The Financial Industry Regulatory Authority (FINRA) is…

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  • Robert Rex, Esq.

Tom Thacker II- Oppenheimer Broker- Discloses $440K Customer Dispute-Beachwood, OH
Tom Thacker II- Oppenheimer Broker- Discloses $440K Customer Dispute-Beachwood, OH 150 150 Robert Rex, Esq.

November 2020- Beachwood, OH According to publicly available records, a Oppenheimer,  broker Tom G. Thacker II,   discloses a recently filed pending customer dispute. The Financial Industry Regulatory Authority (FINRA) is…

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  • Robert Rex, Esq.

Rafael Golan-Former Crystal Bay Securities Broker- Permanently Barred from Securities Industry-Delray Beach, FL
Rafael Golan-Former Crystal Bay Securities Broker- Permanently Barred from Securities Industry-Delray Beach, FL 150 150 Robert Rex, Esq.

November 2020- Delray Beach, FL According to publicly available records, former Crystal Bay Securities, Inc.  financial advisor Rafael Golan,  is barred from FINRA and discloses 4 regulatory events, 4 investigations,…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Richard Deyoung formerly with Wells Fargo
Rex Securities Law Investment Fraud Attorney Investigates Richard Deyoung formerly with Wells Fargo 150 150 Robert Rex, Esq.

Last Updated: October 2023 (The Woodlands, Texas) Richard Deyoung Investigation Summary Here’s what you need to know about The Woodlands, TX, stockbroker Richard Deyoung: Name: Mr. Richard Clarence Deyoung, Jr.…

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  • Robert Rex, Esq.

Thomas W. Molteni-Former J.Alden Assoc. Broker-Discloses Regulatory Event and Tax Liens-Jenkintown, PA
Thomas W. Molteni-Former J.Alden Assoc. Broker-Discloses Regulatory Event and Tax Liens-Jenkintown, PA 150 150 Robert Rex, Esq.

October 2020- Jenkintown, PA According to publicly available records of Thomas W. Molteni  (CRD#1022911) ,  a  former stockbroker who last worked for J. Alden Associates, Inc.,  discloses  a regulatory event and …

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  • Robert Rex, Esq.

Edward Earl Matthes-Former Mutual of Omaha Investment Services, Inc. Broker-Barred from Securities Industry for Alleged Theft-Oconomowoc, WI
Edward Earl Matthes-Former Mutual of Omaha Investment Services, Inc. Broker-Barred from Securities Industry for Alleged Theft-Oconomowoc, WI 150 150 Robert Rex, Esq.

October 2020- Oconomowoc, WI According to publicly available records, former Mutual of Omaha Investor Services, Inc.,   financial advisor Edward Earl Matthes ,  discloses 5 regulatory events, a civil event, 15 prior…

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