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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








Rex Securities Law Walls St Banner
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Brady Keith Collier of Lubbock, Texas
Rex Securities Law Investment Fraud Attorney Investigates Brady Keith Collier of Lubbock, Texas 150 150 Robert Rex, Esq.

Last Updated: December 2023 (Lubbock, Texas) Brady Collier Investigation Summary Here’s what you need to know about Lubbock, Texas, resident Brady Collier: Name: Mr. Brady Keith Collier Aliases: Brady Collier…

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  • ER

Sean Casterline-Former International Assets Advisory-Subject of Customer Claim for Damages- Maitland, FL
Sean Casterline-Former International Assets Advisory-Subject of Customer Claim for Damages- Maitland, FL 150 150 ER

Sean Casterline Investigation Updated December 2023 Maitland, FL According to publicly available records Sean Casterline a  stockbroker who was suspended for 18 months (1/2022-7/2023) and who last worked for Delta Securities Company …

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  • ER

Brian Wurdermann- Former RBC Capital Markets Advisor- Barred From Industry by Securities Regulators -Discloses $1.8 Million Customer Suit -New York, NY
Brian Wurdermann- Former RBC Capital Markets Advisor- Barred From Industry by Securities Regulators -Discloses $1.8 Million Customer Suit -New York, NY 150 150 ER

Brian Wurdermann Investigation Updated December  2023 New York, NY According to publicly available records Brian Wurdermann a former broker who last worked for RBC Capital Markets,  discloses a regulatory matter resulting…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Marc Korsch formerly with Centaurus Financial
Rex Securities Law Investment Fraud Attorney Investigates Marc Korsch formerly with Centaurus Financial 150 150 Robert Rex, Esq.

Last Updated: November 2023 (Sarasota, FL) Marc Korsch Investigation Summary Here’s what you need to know about Sarasota, Florida, stockbroker Marc Korsch: Name: Mr. Marc Frederick Korsch Current Employer: Barred…

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  • Robert Rex, Esq.

Douglas L. Hodges-Former Hilltop Securities Broker-Discloses FINRA Suspension-Dallas, TX
Douglas L. Hodges-Former Hilltop Securities Broker-Discloses FINRA Suspension-Dallas, TX 150 150 Robert Rex, Esq.

  September 2023- Dallas, Texas According to publicly available records Douglas L. Hodges , (CRD# 4253217) ,  a  stockbroker who is not currently registered as a stockbroker and who was last  employed…

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  • ER

John Terzis – Former LPL Financial Broker- Barred From Securities Industry by Regulators -Skokie, IL
John Terzis – Former LPL Financial Broker- Barred From Securities Industry by Regulators -Skokie, IL 150 150 ER

John Terzis Investigation June 2023-Skokie, IL According to publicly available records John Terzis a former broker who last worked for LPL Financial Services ,  discloses a final regulatory matter resulting in…

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  • ER

Ronald Diaz-Former Morgan Stanley Broker-Barred From Securities Industry by Regulator -Tuscon, AZ
Ronald Diaz-Former Morgan Stanley Broker-Barred From Securities Industry by Regulator -Tuscon, AZ 150 150 ER

Ronald Diaz Investigation June 2023-Tuscon, AZ The FINRA records of Ronald Diaz ,  a former stock broker who was last employed in the industry by Morgan Stanley, disclose a regulatory matter resulting in…

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  • ER

Roman Meyerhans- Raymond James Advisor -Discloses Regulatory Event and Customer Dispute- Miami, FL
Roman Meyerhans- Raymond James Advisor -Discloses Regulatory Event and Customer Dispute- Miami, FL 150 150 ER

Roman Meyerhans Investigation June 2023- Miami, FL The FINRA records of Roman Meyerhans,  a broker employed by Raymond James & Associates, Inc. disclose a regulatory matter and a customer dispute. The…

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  • ER

Derek Rehill-VCS Venture Securities Broker-Discloses Regulatory Suspension – Garden City, NY
Derek Rehill-VCS Venture Securities Broker-Discloses Regulatory Suspension – Garden City, NY 150 150 ER

Derek Rehill Investigation June 2023-Garden City, NY According to publicly available records Derek John Rehill, a VCS Venture Securities broker discloses a final regulatory matter. The Financial Industry Regulatory Authority (FINRA) is…

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  • ER

Maria Acevez Perez- Former VectorGlobal Broker-Suspended 6 Months by Securities Regulator -Miami, FL
Maria Acevez Perez- Former VectorGlobal Broker-Suspended 6 Months by Securities Regulator -Miami, FL 150 150 ER

Maria Acevez Perez Investigation June  2023-Miami, FL According to publicly available records Maria Acevez Perez a broker employed by  VectorGlobal WMG,  discloses a regulatory matter resulting in a six month suspension…

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