Investment Planners Inc.

  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Investment Planners Inc. Broker Gregory C. Barson
Rex Securities Law Investment Fraud Attorney Investigates Investment Planners Inc. Broker Gregory C. Barson 150 150 Robert Rex, Esq.

Last Updated: September 2023 (Las Vegas, Nevada) Gregory Barson Investigation Summary Here’s what you need to know about Las Vegas, NV, stockbroker Gregory C. Barson: Name: Mr. Gregory Carl Barson…

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  • Robert Rex, Esq.

James Parrelly-Former Investment Planners Broker- Discloses 3 Regulatory Events, 7 Final Customer Disputes, 1 Pending Customer Dispute and a Termination-Dearborn, MI
James Parrelly-Former Investment Planners Broker- Discloses 3 Regulatory Events, 7 Final Customer Disputes, 1 Pending Customer Dispute and a Termination-Dearborn, MI 150 150 Robert Rex, Esq.

July 2021- Dearborn, MI According to publicly available records James Parrelly (CRD#728368), an unregistered broker who last worked for Investment Planners, Inc.,  discloses 3 regulatory events,  7 final customer disputes,…

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  • Robert Rex, Esq.

Michael Jump-Former Investment Planners Inc. Broker-Discloses Customer Disputes/Termination-Somonauk, IL
Michael Jump-Former Investment Planners Inc. Broker-Discloses Customer Disputes/Termination-Somonauk, IL 150 150 Robert Rex, Esq.

June 2017-Somonauk, IL According to publicly available records Michael A. Jump  (CRD#1146669) ,  a  stockbroker currently registered with Chelsea Financial Services  discloses 2 regulatory events, four customer disputes and a termination. The Financial Industry Regulatory…

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  • Robert Rex, Esq.

Investment Planners Inc. Sanctioned Over Variable Annuity Charges
Investment Planners Inc. Sanctioned Over Variable Annuity Charges 150 150 Robert Rex, Esq.

October 1,  2015- Decatur, Illinois Investment Planners, Inc.  , entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that between April 2013…

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