Last Updated: July 2025 – New York, New York Here’s what you need to know about New York, NY stockbroker Richard M. Ciraco: Name: Richard Michael Ciraco CRD Number: 825969…
read moreLast Updated: July 2025 – Encinitas, California Here’s what you need to know about Encinitas, CA, stockbroker Omar Gomez-Dominguez: Name: Omar Gomez-Dominguez CRD Number: 5905232 Current Status: Not currently registered…
read moreLast Updated: July 2025 – Los Angeles, CA Here’s what you need to know about Los Angeles, CA, stockbroker Steven Tann: Name: Steven Alan Tann CRD Number:1589757 Current Employer: Wells…
read moreLast Updated: June 2025 — Burlingame, CA Here’s what you need to know about Burlingame, CA, stockbroker Celeste Oi Ling Leung: Name: Celeste Oi Ling Leung Aliases: Celeste Ling Ho, Celeste…
read moreLast Updated: May 2025, Winfield, IL Here’s what you need to know about Winfield, IL, stockbroker Luis Quintanar Castanon: Name: Mr. Luis Quintanar Castanon Current Employer: None (Previously registered) Prior Employers: J.P. Morgan…
read moreLast Updated: October 2023 (Dallas, Texas) Sherre Barber Investigation Summary Here’s what you need to know about Dallas, TX, stockbroker Sherre Barber: Name: Sherre Barber Current Employer: J.P. Morgan Previous…
read moreAdrian R. London Investigation June 2023-Atlanta GA According to publicly available records Adrian R. London a former broker who last worked for J.P. Morgan Securities, discloses a final regulatory matter resulting…
read moreAlexandra Smith Investigation June 2023-St. Petersburg, FL The FINRA records of Alexandra Smith , a former stock broker who was last employed in the industry by J.P. Morgan Securities , disclose 2…
read moreMonica Laguna Investigation March 2023-Coppell, TX According to publicly available records, Monica A. Laguna a former broker who last worked for JP Morgan, discloses a final regulatory matter resulting in a…
read moreCrystal Turk Investigation February 2023 – Dallas, TX According to publicly attained records, Crystal Turk, a stockbroker who was last employed by JP Morgan Securities , discloses a 2 month regulatory…
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