Last Updated: October 2023 (Dallas, Texas)
Sherre Barber Investigation Summary
Here’s what you need to know about Dallas, TX, stockbroker Sherre Barber:
- Name: Sherre Barber
- Current Employer: J.P. Morgan
- Previous Firms: Chase Investment Services
- Function: Stock Broker/ Financial Advisor/Registered Investment Advisor
- Aliases: Sherre Anne Barber
- Primary Location: Dallas, Texas
- CRD 2340921
- Can Sherre Barber be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Highest Settlement : $200,000
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Sherre Barber As Your Stockbroker?
A customer of Chase Investment Services was paid $200,000 to settle a customer claim which alleged that Sherre Barber made an unsuitable recommendation to invest in Auction Rate Securities.
In 8/2020 a customer of J.P. Morgan made a customer complaint alleging that Sherre Barber made misrepresenations regarding a mutual fund investment causing damages of $46,330. The customer apparently took no further action to pursue the matter and the company closed its file.
Has Your Brokerage Firm “Denied” Your Claim for Damages Due to Stockbroker Malpractice?
It is quite common, as well as predictable, for brokerage firms to deny a customer’s complaint made directly to the company. Firms know that in many, if not most, instances telling the customer “we don’t think it’s our fault” will be an end to the problem. In other words, it’s generally a waste of your time to sit down with the office manager & the broker.
They seldom, if ever, offer any resolution or if they do, will attempt to have you resolve your case for a fraction of what it is actually worth.
We suggest that if you think there is a problem with the way your account has been handled, or if you have had your claim “denied”, talk to an experienced securities attorney.
Allegations of Broker Misconduct Against Sherre Barber
Customers of Sherre Barber have alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Investment Recommendation to invest in Auction Rate Securities
- Misrepresented a mutual fund investment
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Sherre Barber, contact us for a complimentary consultation with an experience securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
