Last Updated: June 2025 – Austin, TX Here’s what you need to know about Austin, TX, stockbroker Andrew Ciccone: Name: Andrew John Ciccone CRD Number: 6864958 Current Employer: Kestra Investment Services, LLC Prior…
read moreLast Updated: June 2025 (Naperville, IL ) John Freiburger Investigation Summary Here’s what you need to know about Naperville, IL, stockbroker John Freiburger: Name: Mr. John Edward Freiburger Current Employer:…
read moreLast Updated: March 2025 – Vienna, VA Thomas Clark Investigation Summary Here’s what you need to know about Vienna, VA, former stockbroker Thomas Clark: Name: Mr. Thomas Francis Clark Current Status: Not…
read moreLast Updated: April 2025 | Boca Raton, FL John Holly Sr. Investigation Summary Here’s what you need to know about Boca Raton, FL, stockbroker John T. Holly Sr.: Name: John Thomas…
read moreLast Updated: March 2025 (Pleasant Hill, CA) Joseph A. Darracq Investigation Summary Here’s what you need to know about Pleasant Hill, CA, stockbroker Joseph A. Darracq: Name: Mr. Joseph Andre Darracq…
read moreLast Updated: March 2025 (Sarasota, Florida) Mitchell Walk Investigation Summary Here’s what you need to know about Sarasota, FL, stockbroker Mitchell Walk: Name: Mr. Mitchell Brian Walk Current Employer: Kestra…
read moreLast Updated: February 2025, Alpharetta, GA Michael R. Hyser Investigation Summary Here’s what you need to know about Alpharetta, GA stockbroker Michael R. Hyser: Name: Mr. Michael Richard Hyser Current Employer: LPL…
read moreLast Updated: February 2025 (Chandler, AZ) Thomas Lundgaard Investigation Summary Here’s what you need to know about Chandler, AZ, stockbroker Thomas Lundgaard: Name: Mr. Thomas Bodnar Lundgaard Current Employer: Not currently registered…
read moreLast Updated: February 2025 (Marshall, Texas) Ashley Caudle Investigation Summary Here’s what you need to know about Marshall, Texas, stockbroker Ashley Caudle: Name: Ashley W. Caudle Current Employer: Kestra Investment…
read moreUpdated: February 2025 Austin, Texas The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer…
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