David Shane Simmons Investigation April 2024-Jefferson, NC UPDATE: On April 25, 2024 the U.S. Department of Justice convicted two tax attorneys and former broker David Shane Simmons of conspiring to…
read moreLast Updated: September 2023 (Henderson, NV) Roman Petryszyn Investigation Summary Here’s what you need to know about Henderson, NV, stockbroker Roman Petryszyn: Name: Mr. Roman Orest Petryszyn Current Employer: Innovation…
read moreApril 2018- El Paso, Texas According to FINRA records, Jose M. Canales , a currently unregistered broker who last worked for Lincoln Financial Securities Corp. , discloses a prior final regulatory event, a…
read moreSeptember 2017 – Danbury, CT According to publicly available records William F. Garbarino (CRD#730278) , a former stockbroker who was most recently employed by Lincoln Financial Advisors , disclose a termination from employment and…
read morePort Chester, New York According to FINRA records, Douglas C. Robb, Jr. , a stockbroker who was recently employed by Cuso Financial Services , discloses a termination. The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and…
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