Last Updated: February 2025, Annapolis, MD Here’s what you need to know about Annapolis, MD, stockbroker Chadwick K. Watson: Name: Mr. Chadwick Kingsley Watson CRD Number: 2183286 Current Employer: LPL…
read moreLast Updated: February 2025, Annapolis, MD Here’s what you need to know about Annapolis, MD, stockbroker Jeffrey J. Furniss: Name: Mr. Jeffrey John Furniss CRD Number: 4888498 Current Employer: LPL…
read moreDavid Shane Simmons Investigation April 2024-Jefferson, NC UPDATE: On April 25, 2024 the U.S. Department of Justice convicted two tax attorneys and former broker David Shane Simmons of conspiring to…
read moreLast Updated: December 2023 (Winter Park, FL) Tony Keena Investigation Summary Here’s what you need to know about Winter Park, FL, stockbroker Tony Keena: Name: Mr. Tony Scott Keena Current…
read moreLast Updated: December 2023 (Taylor, Texas) Peter Bryan Investigation Summary Here’s what you need to know about Taylor, Texas, stockbroker Peter Bryan: Name: Mr. Peter Bloss Bryan Current Employer: Lincoln…
read moreLast Updated: September 2023 (Henderson, NV) Roman Petryszyn Investigation Summary Here’s what you need to know about Henderson, NV, stockbroker Roman Petryszyn: Name: Mr. Roman Orest Petryszyn Current Employer: Innovation…
read moreLast Updated: December 2023 (McAllen, Texas) Walter Reyna Investigation Summary Here’s what you need to know about McAllen, TX, stockbroker Walter Reyna: Name: Mr. Walter James Reyna Current Employer: J.W. Cole…
read moreChris McFadden Investigation June 2022- Dallas, TX According to publicly available records, Chris D. McFadden, a currently unregistered broker, who last worked for Equitable Advisors and LPL Financial in Dallas, TX , discloses…
read moreApril 2018- El Paso, Texas According to FINRA records, Jose M. Canales , a currently unregistered broker who last worked for Lincoln Financial Securities Corp. , discloses a prior final regulatory event, a…
read moreAugust 2016- Forty Fort, PA The FINRA records of Christian J. Stoltz, a stock broker who is currently employed by Centaurus Financial disclose a currently pending customer dispute and a prior customer dispute. The Financial…
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