Lincoln Financial

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David Shane Simmons-Former Lincoln Financial Securities Broker-Convicted in Tax Shelter Scheme – Jefferson, NC
David Shane Simmons-Former Lincoln Financial Securities Broker-Convicted in Tax Shelter Scheme – Jefferson, NC 150 150 ER

David Shane Simmons Investigation April 2024-Jefferson, NC UPDATE: On April 25, 2024 the U.S. Department of Justice convicted two tax attorneys and former broker David Shane Simmons of conspiring to…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Lincoln Financial Securities Broker Tony Keena
Rex Securities Law Investment Fraud Attorney Investigates Lincoln Financial Securities Broker Tony Keena 150 150 Robert Rex, Esq.

Last Updated: December 2023 (Winter Park, FL) Tony Keena Investigation Summary Here’s what you need to know about Winter Park, FL, stockbroker Tony Keena: Name: Mr. Tony Scott Keena Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Lincoln Financial Securities Broker Peter Bryan
Rex Securities Law Investment Fraud Attorney Investigates Lincoln Financial Securities Broker Peter Bryan 150 150 Robert Rex, Esq.

Last Updated: December 2023 (Taylor, Texas) Peter Bryan Investigation Summary Here’s what you need to know about Taylor, Texas, stockbroker Peter Bryan: Name: Mr. Peter Bloss Bryan Current Employer: Lincoln…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Roman Petryszyn formerly with Lincoln Financial Securities
Rex Securities Law Investment Fraud Attorney Investigates Roman Petryszyn formerly with Lincoln Financial Securities 150 150 Robert Rex, Esq.

Last Updated: September 2023 (Henderson, NV) Roman Petryszyn Investigation Summary Here’s what you need to know about Henderson, NV, stockbroker Roman Petryszyn: Name: Mr. Roman Orest Petryszyn Current Employer: Innovation…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Walter Reyna formerly with Lincoln Financial Securities
Rex Securities Law Investment Fraud Attorney Investigates Walter Reyna formerly with Lincoln Financial Securities 150 150 Robert Rex, Esq.

Last Updated: December 2023 (McAllen, Texas) Walter Reyna Investigation Summary Here’s what you need to know about McAllen, TX,  stockbroker Walter Reyna: Name: Mr. Walter James Reyna Current Employer: J.W. Cole…

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Chris McFadden- Former LPL Financial Broker- Discloses Regulatory Suspension, Dallas, TX
Chris McFadden- Former LPL Financial Broker- Discloses Regulatory Suspension, Dallas, TX 150 150 ER

Chris McFadden Investigation June 2022- Dallas, TX According to publicly available records,  Chris D. McFadden, a currently unregistered broker, who last worked for Equitable Advisors and LPL Financial in Dallas, TX ,  discloses…

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  • Robert Rex, Esq.

Jose M. Canales-Former Lincoln Financial Broker/Agent-Barred From Securities Industry-El Paso, TX
Jose M. Canales-Former Lincoln Financial Broker/Agent-Barred From Securities Industry-El Paso, TX 150 150 Robert Rex, Esq.

April 2018- El Paso, Texas According to FINRA records,  Jose M. Canales , a currently unregistered broker who last worked for Lincoln Financial Securities Corp. , discloses a prior final regulatory event, a…

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  • Robert Rex, Esq.

Christian J. Stoltz-Centaurus FInancial Broker-Discloses Customer Disputes-Forty Fort, PA
Christian J. Stoltz-Centaurus FInancial Broker-Discloses Customer Disputes-Forty Fort, PA 150 150 Robert Rex, Esq.

August 2016- Forty Fort, PA The FINRA records of  Christian J. Stoltz,  a  stock broker who is currently employed by Centaurus Financial  disclose  a currently pending customer dispute and a prior customer dispute. The Financial…

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  • Robert Rex, Esq.

Douglas C. Robb-Former Cuso Financial Services Broker-Discloses Termination From Employment
Douglas C. Robb-Former Cuso Financial Services Broker-Discloses Termination From Employment 150 150 Robert Rex, Esq.

Port Chester, New York According to FINRA records,  Douglas C. Robb, Jr. ,   a stockbroker who was recently employed by Cuso Financial Services , discloses  a termination. The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and…

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