Maxim Group LLC

  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Maxim Group Broker Chris Brothers
Rex Securities Law Investment Fraud Attorney Investigates Maxim Group Broker Chris Brothers 150 150 Robert Rex, Esq.

Last Updated: May 2025 Christopher Brothers Investigation Summary Here’s what you need to know about Fort Lauderdale, FL, stockbroker Christopher Brothers: Name: Mr. Christopher Thomas Brothers Current Employer: Maxim Group LLC Prior…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Maxim Group Broker Shaw Elashmawy
Rex Securities Law Investment Fraud Attorney Investigates Maxim Group Broker Shaw Elashmawy 150 150 Robert Rex, Esq.

Last Updated: May 2025 | Fort Lauderdale, FL Here’s what you need to know about Fort Lauderdale, FL stockbroker Shaw Elashmawy: Name: Mr. Shaw F. Elashmawy Current Employers: Maxim Financial Advisors…

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  • Robert Rex, Esq.

Tyre F. Newsome-Former Cape Securities Broker-Discloses Termination and Outstanding IRS Lien-New York
Tyre F. Newsome-Former Cape Securities Broker-Discloses Termination and Outstanding IRS Lien-New York 150 150 Robert Rex, Esq.

July 2017-New York According to publicly available records Tyre F. Newsome , (CRD# 4812894) ,  a   stockbroker who is  currently registered with Windsor Street Capital , disclose  a prior customer dispute,…

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  • Robert Rex, Esq.

Rodney B. Ibrahim-Former Maxim Group Stock Broker-Discloses Discharge from Employment
Rodney B. Ibrahim-Former Maxim Group Stock Broker-Discloses Discharge from Employment 150 150 Robert Rex, Esq.

August  2016-NewYork The FINRA records of Rodney B. Ibrahim ,  a  stock broker who is currently  employed  by Aegis Capital Corp.  , disclose a separation from employment after allegations. The Financial Industry Regulatory Authority (FINRA) is the agency that…

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  • Robert Rex, Esq.

Steven R. Luftschein-Aegis Capital Broker-Discloses $2M Customer Dispute
Steven R. Luftschein-Aegis Capital Broker-Discloses $2M Customer Dispute 150 150 Robert Rex, Esq.

July 2016-Melville, New York The FINRA records of Steven R. Luftschein ,  a  stock broker currently employed  by Aegis Capital Corp. , disclose a pending customer dispute and 11 prior final customer disputes. The Financial Industry Regulatory…

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  • Robert Rex, Esq.

Daniel J. O’Neill-Aegis Capital Broker-Discloses Pending Customer Dispute and Outstanding Liens
Daniel J. O’Neill-Aegis Capital Broker-Discloses Pending Customer Dispute and Outstanding Liens 150 150 Robert Rex, Esq.

July 2016-Melville, New York The FINRA records of Daniel J. O’Neill ,  a  stock broker currently employed  by Aegis Capital Corp. , disclose a pending customer dispute, a prior final financial event and 3 outstanding judgment/liens. The…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Christopher Kazan formerly with National Securities Corp.
Rex Securities Law Investment Fraud Attorney Investigates Christopher Kazan formerly with National Securities Corp. 150 150 Robert Rex, Esq.

Last Updated: September 2023 (White Plains, NY) Christopher Kazan Investigation Summary Here’s what you need to know about White Plains, NY, stockbroker Christopher Kazan: Name: Mr. Christopher Kazan Current Employer:…

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  • Robert Rex, Esq.

Losses on Cushing Royalty & Income Fund ??
Losses on Cushing Royalty & Income Fund ?? 150 150 Robert Rex, Esq.

June 15,2015, Cushing & Royalty Income Fund (SRF) which traded at $25 in February 2012 currently trades at less than $5. It is a leveraged fund which invests in oil…

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