Last Updated: October 2025 — Houston, TX Here’s what you need to know about Houston, TX stockbroker John P. Donnelly: Name: John Patrick Donnelly. CRD #2374887. Current Employer: Merrill Lynch, Pierce, Fenner…
read moreLast Updated: October 2025 — Oak Brook, IL Here’s what you need to know about Oak Brook, IL stockbroker James Robert Viktora: Name: James Robert Viktora Current Employer: Not currently registered with…
read moreLast Updated: September 2025 — Royal Palm Beach, FL Here’s what you need to know about Royal Palm Beach, FL, former stockbroker Isaiah Thomas Williams Jr.: Name: Isaiah Thomas “Isaiah T.”…
read moreLast Updated: September 2025 – Kansas City, MO Here’s what you need to know about Kansas City, MO stockbroker Jared Mark Gudenkauf: Name: Jared Mark Gudenkauf. Current Employer: Merrill Lynch,…
read moreLast Updated: September 2025 — Jacksonville, FL. Here’s what you need to know about Jacksonville, FL, former stockbroker Maurice D. Kelley: Name: Maurice Devon Kelley. Current Employer: Not currently registered with FINRA…
read moreLast Updated: August 2025 – Plano, TX Here’s what you need to know about Plano, TX, former stockbroker Beliveau Bays: Name: Beliveau Bays CRD Number: 6034987 Current Status: Barred by FINRA from acting…
read moreLast Updated: August 2025 – Farmington Hills, MI Here’s what you need to know about Farmington Hills, MI stockbroker Aubrey W. Lee Jr.: Name: Aubrey Walter Lee Jr. CRD Number: 1685532 Current…
read moreLast Updated: August 2025 – Overland Park, KS Here’s what you need to know about Overland Park, KS, stockbroker Amber Stoll: Name:Amber Stoll CRD Number: 6937254 Current Employers: Cetera Investment…
read moreLast Updated: July 2025 – Irvine, CA Here’s what you need to know about Irvine, CA, former stockbroker Rusty Tweed: Name: William Thomas Tweed CRD Number:1414207 Current Status: Barred by…
read moreLast Updated: July 2025 – Los Angeles, CA Here’s what you need to know about Los Angeles, CA, stockbroker Reza Zafari: Name: Reza Zafari CRD Number:1332633 Current Employer: Merrill Lynch,…
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