Merrill Lynch

  • Robert Rex, Esq.

Jason Jaynes-Former Merrill Lynch Advisor-Settles Customer Disputes for $4.85 Million-Plano, Texas
Jason Jaynes-Former Merrill Lynch Advisor-Settles Customer Disputes for $4.85 Million-Plano, Texas 150 150 Robert Rex, Esq.

Jason R. Jaynes Investigation January 2024-Plano, TX According to publicly available records Jason R. Jaynes  ,  a  stockbroker who was previously registered with Merrill Lynch, discloses settlement of a customer dispute which…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Merrill Lynch Pierce Fenner & Smith Broker Adam Gurien
Rex Securities Law Investment Fraud Attorney Investigates Merrill Lynch Pierce Fenner & Smith Broker Adam Gurien 150 150 Robert Rex, Esq.

Last Updated: December 2023 (Palm Beach Gardens, FL / Short Hills, NJ) Adam Gurien Investigation Summary Here’s what you need to know about Palm Beach Gardens, FL & Short Hills,…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Merrill Lynch Pierce Fenner & Smith Broker Bernard Adair
Rex Securities Law Investment Fraud Attorney Investigates Merrill Lynch Pierce Fenner & Smith Broker Bernard Adair 150 150 Robert Rex, Esq.

Last Updated: December 2023 (Jupiter, Florida) Bernie Adair Investigation Summary Here’s what you need to know about Jupiter, FL, stockbroker Bernie Adair: Name: Mr. Bernard George Adair Current Employer: Merrill…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Bill King formerly with Merrill Lynch
Rex Securities Law Investment Fraud Attorney Investigates Bill King formerly with Merrill Lynch 150 150 Robert Rex, Esq.

Last Updated: November 2023 (Vero Beach, FL) William King Investigation Summary Here’s what you need to know about Vero Beach, FL, stockbroker William KIng: Name: Mr. William Worthen King Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Merrill Lynch Broker Stephen Medina
Rex Securities Law Investment Fraud Attorney Investigates Merrill Lynch Broker Stephen Medina 150 150 Robert Rex, Esq.

Last Updated: November 2023 (Corpus Christi, Texas) Stephen Medina Investigation Summary Here’s what you need to know about Corpus Christi, Texas, stockbroker Stephen Medina: Name: Mr. Stephen Marchelo Medina Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Christopher Lane formerly with Merrill Lynch
Rex Securities Law Investment Fraud Attorney Investigates Christopher Lane formerly with Merrill Lynch 150 150 Robert Rex, Esq.

Last Updated: November 2023 (Lubbock, Texas) Christopher Lane Investigation Summary Here’s what you need to know about Lubbock, Texas, stockbroker Christopher Lane: Name: Mr. Christopher Glenn Lane Current Employer: International…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Brody Felchle formerly with Merrill Lynch
Rex Securities Law Investment Fraud Attorney Investigates Brody Felchle formerly with Merrill Lynch 150 150 Robert Rex, Esq.

Last Updated: September 2023 (Brooklyn, NY) Brody Felchle Investigation Summary Here’s what you need to know about Brookly, NY, stockbroker Brody Felchle: Name: Mr. Brody Dylan Felchle Current Employer: Not…

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  • ER

Howard Woo-UBS Financial Services Broker- Discloses $250K Customer Dispute-Irvine, CA
Howard Woo-UBS Financial Services Broker- Discloses $250K Customer Dispute-Irvine, CA 150 150 ER

Howard Woo Investigation June 2023 – Irvine, CA  According to publicly available records  Howard Woo ,  a broker with UBS Financial Services, Inc.  discloses a pending customer dispute The Financial Industry…

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  • ER

Leo Li-Yuan Chien- Cetera Broker- Discloses Pending Customer Disputes- San Gabriel, CA
Leo Li-Yuan Chien- Cetera Broker- Discloses Pending Customer Disputes- San Gabriel, CA 150 150 ER

Leo Chien Investigation March, 2023 – San Gabriel, CA The FINRA records of Leo Li-Yuan Chien a  broker currently employed by Cetera Investment Services ,  disclose 2 pending and 2 priorcustomer disputes.…

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