• Robert Rex, Esq.

Jason M. Santini Named in Customer Arbitration-Blackbook Capital, LLC. Broker
Jason M. Santini Named in Customer Arbitration-Blackbook Capital, LLC. Broker 150 150 Robert Rex, Esq.

APRIL 2017 UPDATE-In November 2016 a customer of Spartan Capital filed FINRA arbitration 16-3109 alleging damages of $27,376 for overconcentration, unauthorized use of margin and negligence. ORIGINAL POST -May 2016…

read more
  • Robert Rex, Esq.

Wesley Clinton -Network 1 Financial Securities Broker-Discloses Customer Disputes-Wantagh, NY
Wesley Clinton -Network 1 Financial Securities Broker-Discloses Customer Disputes-Wantagh, NY 150 150 Robert Rex, Esq.

October 2017-Wantagh, NY The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and…

read more
  • Robert Rex, Esq.

Karim Ibrahim (Chris Allen) Investigation-Avenir Financial/Legend Securities
Karim Ibrahim (Chris Allen) Investigation-Avenir Financial/Legend Securities 150 150 Robert Rex, Esq.

April 2016- Orangeburg, NY The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and…

read more
  • Robert Rex, Esq.

David A. Allen-Former Avenir Financial Broker-Discloses Customer Disputes-Boston
David A. Allen-Former Avenir Financial Broker-Discloses Customer Disputes-Boston 150 150 Robert Rex, Esq.

April 2016- Boston The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes…

read more
  • Robert Rex, Esq.

Enver Alijaj-Investigation Update-Former Legend Securities Broker
Enver Alijaj-Investigation Update-Former Legend Securities Broker 150 150 Robert Rex, Esq.

April 13, 2016 The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and…

read more
  • Robert Rex, Esq.

Losses On Servergy, Inc ? – Recovery Options for Investors
Losses On Servergy, Inc ? – Recovery Options for Investors 150 150 Robert Rex, Esq.

April 12, 2016-Fort Worth, Texas The Securities and Exchange Commission (SEC) filed fraud charges against McKinney, TX based Servergy, Inc. , William E. Mapp III, Caleb J. White and Texas attorney general…

read more
  • Robert Rex, Esq.

Jerry Lowrimore-Former Hilltop Securities Broker- Settles Customer Suit Over Precious Metals Investments-Dallas, TX
Jerry Lowrimore-Former Hilltop Securities Broker- Settles Customer Suit Over Precious Metals Investments-Dallas, TX 150 150 Robert Rex, Esq.

October 2023-Dallas, Texas The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and…

read more
  • Robert Rex, Esq.

Bruce Meyers Investigation-Meyers Associates, LP
Bruce Meyers Investigation-Meyers Associates, LP 150 150 Robert Rex, Esq.

UPDATE-April 2017 The FINRA records of Bruce Meyers, a currently unregistered stock broker who formerly worked for  Meyers Associates,  now report 19 disclosure events, including 1 pending and 7 final regulatory events, 2…

read more
  • Robert Rex, Esq.

Craig G Langweiler – Former Meyers Associates Broker-Discloses Numerous Customer Disputes/Suspension
Craig G Langweiler – Former Meyers Associates Broker-Discloses Numerous Customer Disputes/Suspension 150 150 Robert Rex, Esq.

May 2017-Newton, PA The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and…

read more
  • Robert Rex, Esq.

Mickey Long Investigation Update-VSR Financial-Plano, TX
Mickey Long Investigation Update-VSR Financial-Plano, TX 150 150 Robert Rex, Esq.

Plano, Texas Rex Securities Law is investigating VSR Financial Services broker M. F. (Mickey)  Long  in connection with the sale of fixed annuities,  limited partnerships, direct investments in oil & gas,  and real estate securities.…

read more
Enter your
text here

You cannot copy content of this page