Bruce Meyers Investigation-Meyers Associates, LP

Bruce Meyers Investigation-Meyers Associates, LP 150 150 Robert Rex, Esq.

UPDATE-April 2017

The FINRA records of Bruce Meyers, a currently unregistered stock broker who formerly worked for  Meyers Associates,  now report 19 disclosure events, including 1 pending and 7 final regulatory events, 2 pending and 6 final customer disputes and 2 currently ongoing investigations .

Meyers discloses receiving a Wells notice in October 2016 and a second Wells notice in November 2016. A Wells notice is a letter that the U.S. Securities and Exchange Commission (SEC) sends to people or firms when it is planning to bring an enforcement action against them.

In currently pending FINRA Case 16-0454 a customer of Meyers Associates alleges damages of $545,000 in connection with allegedly unsuitable investments in private placements.

ORIGINAL POST-April 7, 2016-New York, NY

The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.

FINRA records are public and can be accessed on the BrokerCheck website. 

The FINRA records of Bruce Meyers, a stock broker with Meyers Associates,  report 15 disclosure events, including 2 pending and 6 final regulatory events, 1 pending and 6 final customer disputes .

One of the pending regulatory events , FINRA Case 2010020954501, alleges that Meyers and his member firm engaged in the improper public offering and sale of unregistered securities in which they made unbalanced and exaggerated claims.

FINRA Case 15-01147 is a currently pending customer dispute. In that case the customer alleges that Meyers made unsuitable investments and misrepresentations. Damages of $125,424 are alleged.

Meyers has been employed by Meyers Associates since 7/1994.

If you have losses in an account handled by Bruce Meyers contact us to learn how you may be able to recover damages from his employer.

Rex Securities Law , with offices in Boca Raton, FL,  and  Austin, TX,   provides representation to  investors  nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.

Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

Nationwide Representation

Rex Securities Law

TollFree: 877-224-3199

Florida-561 391 1900 


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