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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








Rex Securities Law Walls St Banner
  • Robert Rex, Esq.

Anthony Pitta- Capital Investment Group Broker- Subject of $625K Customer Suit-Melville, NY
Anthony Pitta- Capital Investment Group Broker- Subject of $625K Customer Suit-Melville, NY 150 150 Robert Rex, Esq.

Anthony Pitta Investigation September 2022- Melville, NY According to publicly available records,  Anthony J. Pitta,  a financial advisor currently employed by Capital Investment Group, discloses  a currently pending customer dispute. The Financial…

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  • Robert Rex, Esq.

John Hebner – Moloney Securities Broker- Discloses Customer Suit-Hayden, Idaho
John Hebner – Moloney Securities Broker- Discloses Customer Suit-Hayden, Idaho 150 150 Robert Rex, Esq.

John Hebner Investigation September 2022- Hayden, Idaho According to publicly available records,  John R. Hebner,  a financial advisor currently employed by Moloney Securities, discloses  a currently pending customer dispute. The Financial Industry…

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  • Robert Rex, Esq.

Christopher Wright – Center Street Securities Broker-Customer Sues Over GWG L-Bond Losses – Prescott, AZ
Christopher Wright – Center Street Securities Broker-Customer Sues Over GWG L-Bond Losses – Prescott, AZ 150 150 Robert Rex, Esq.

Christopher Wright Investigation   September 2022- Prescott, AZ  According to publicly available records Christopher Wright,  a broker employed by Center Street Securities,  discloses a pending customer suit involving an investment in…

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  • Robert Rex, Esq.

Betsy Whipple-Newbridge Securities Broker-Customer Seeks $500,000 For Alternative Investment Loss- Hiko, NV
Betsy Whipple-Newbridge Securities Broker-Customer Seeks $500,000 For Alternative Investment Loss- Hiko, NV 150 150 Robert Rex, Esq.

Betsy Whipple Newbridge Securities Investigation Hiko, Nevada According to publicly available records Betsy Lou Whipple, a broker who works for Newbridge Securities Corp. ,  discloses that a customer is seeking damages…

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  • Robert Rex, Esq.

Paul W. Witthauer- G.A. Repple Broker-Sued Over GWG L-Bonds-Jamestown, N. Dakota
Paul W. Witthauer- G.A. Repple Broker-Sued Over GWG L-Bonds-Jamestown, N. Dakota 150 150 Robert Rex, Esq.

Paul W. Witthauer G.A. Repple & Co.  Investigation September 2022- Jamestown, N. Dakota The FINRA records of  Paul Witthauer ,  a broker with G.A. Repple and Company,  disclose recently a filed suit…

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  • Robert Rex, Esq.

Michael Valenta- Cambridge Investment Research Broker-Sued Over Oil & Gas Investments-Westminster, CO
Michael Valenta- Cambridge Investment Research Broker-Sued Over Oil & Gas Investments-Westminster, CO 150 150 Robert Rex, Esq.

Michael Valenta Investigation September 2022- Westminster, CO  The FINRA records of  Michael J. Valenta ,  a broker with Cambridge Investment Research Advisors,  disclose recently filed suits by customers seeking damages for oil…

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  • Robert Rex, Esq.

North Carolina Securities Regulators Latest Enforcement News September 2022
North Carolina Securities Regulators Latest Enforcement News September 2022 150 150 Robert Rex, Esq.

Securities Enforcement Actions  Securities Division- North Carolina Secretary of State   Raleigh, North Carolina-September 11, 2022 Founders of Fake “Hedge Fund” Plead Guilty to $4 Million Ponzi Scheme– Charlotte, N.…

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  • Robert Rex, Esq.

Jon Vinge – Intervest International Equities Broker-GWG L- Bond Suit – Colorado Springs, CO
Jon Vinge – Intervest International Equities Broker-GWG L- Bond Suit – Colorado Springs, CO 150 150 Robert Rex, Esq.

Jon Vinge & GWG L-Bond Investigation August 2022-Colorado Springs, CO  The FINRA records of Jonathan C. Vinge,  an  Intervest International Equities Corp.  broker was recently named in a FINRA arbitration by a…

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  • Robert Rex, Esq.

David W. Lentz-Former Kestra Broker-Has Customer Suit Seeking $2M- Alleges Churning – Kernersville, NC
David W. Lentz-Former Kestra Broker-Has Customer Suit Seeking $2M- Alleges Churning – Kernersville, NC 150 150 Robert Rex, Esq.

David Lentz Investigation August 2022-Kernersville, North Carolina The FINRA records of David W. Lentz,  a  former Kestra Investment Services broker and owner of Thorium Wealth Management disclose a pending customer dispute seeking millions in damages. The Financial Industry…

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