Last Updated: September 2025 — Salt Lake City, UT Here’s what you need to know about Salt Lake City, UT stockbroker James David Garrity: Name: Mr. James David Garrity CRD –…
read moreLast Updated: August 2025 — New York, NY Here’s what you need to know about New York, NY stockbroker Eric Brian Kleiner: Name: Mr. Eric Brian Kleiner CRD Number: 4135180 Current Status: Not…
read moreLast Updated: August 2025 – San Francisco, CA Here’s what you need to know about San Francisco, CA stockbroker Youssef A. Zohny: Name: Mr. Youssef A. Zohny CRD Number: 6759406 Current Employer: Morgan…
read moreLast Updated: August 2025 — Clayton, MO Here’s what you need to know about Clayton, MO, stockbroker James Eric Monken: Name: James Eric Monken CRD Number: 5765921 Current Employer: Morgan Stanley Function: Stockbroker /…
read moreLast Updated: July 2025 – Miami, FL Here’s what you need to know about Miami, FL, stockbroker Patricia P. Holder: Name: Patricia P. Holder CRD Number: 2894768 Current Employer: Insigneo…
read moreLast Updated: July 2025 – Brea, CA Here’s what you need to know about Brea, CA, stockbroker Derek Johnson: Name: Derek Michael Johnson CRD Number: 2922680 Current Employer: Morgan Stanley…
read moreLast Updated: July 2025 – Irvine, CA Here’s what you need to know about Irvine, CA, stockbroker Tom Liu: Name: Yilun Liu CRD Number:6834194 Current Employer: Morgan Stanley Function: Stockbroker…
read moreLast Updated: July 2025 – New York, NY Here’s what you need to know about New York, NY, former stockbroker Mohammed A. Salim: Name: Mohammed Arif Salim CRD Number: 7126671 Current Employer: Barred by…
read moreLast Updated: July 2025 — Stamford, Connecticut Here’s what you need to know about Stamford, CT stockbroker Darden Livesay: Name: Darden Rawles Livesay Jr. CRD Number: 1311042 Current Employer: Morgan Stanley Function: Stockbroker /…
read moreUpdated: July 2025 New York According to FINRA records, Ari M. Baum , a stockbroker who currently works for Prospera Financial Services , discloses a termination from employment . The Financial Industry Regulatory…
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