National Securities Corporation Archives

Robert Rex, Esq.
July 24, 2021

Jason A. Wilk-Former Worden Capital Broker-Suspended by FINRA-New York

Jason A. Wilk-Former Worden Capital Broker-Suspended by FINRA-New York https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g July 24, 2021 July 24, 2021

August 2021-New York, NY According to publicly available records Jason Andrew Wilk , a former stockbroker who is not currently registered and who was last employed by Worden Capital Management ,…

Robert Rex, Esq.
October 6, 2020

Marshall Isaacson-Former Newbridge Securites Broker-Permanently Barred from FINRA- Discloses 4 Customer Disputes, 2 Pending Customer Disputes and 2 Tax Liens- Boca Raton, FLs

Marshall Isaacson-Former Newbridge Securites Broker-Permanently Barred from FINRA- Discloses 4 Customer Disputes, 2 Pending Customer Disputes and 2 Tax Liens- Boca Raton, FLs https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g October 6, 2020 October 6, 2020

August 2020- Boca Raton, FL According to publicly available records, former Newbridge Securities Corporation, financial advisor Marshall Isaacson, is barred from FINRA and discloses 4 customer disputes. The Financial Industry Regulatory…

Robert Rex, Esq.
October 14, 2019

Allan Montalbano-Former Worden Capital Broker- Discloses 14 Customer Disputes- Westbury, NY

Allan Montalbano-Former Worden Capital Broker- Discloses 14 Customer Disputes- Westbury, NY https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g October 14, 2019 October 14, 2019

October 2019- Westbury, NY According to publicly available records Allan P Montalbano (CRD#4507029) , a stockbroker who is not currently registered and who was last registered with Worden Capital Management ,…

Robert Rex, Esq.
October 14, 2019

Albert Foronda- Spartan Capital Securities Broker- Discloses Customer Disputes- NYC

Albert Foronda- Spartan Capital Securities Broker- Discloses Customer Disputes- NYC https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g October 14, 2019 October 14, 2019

October 2019- NYC, NY According to publicly available records Albert Foronda. (CRD#5737620 , a stockbroker currently registered with Spartan Capital Securities, disclose a prior customer dispute and 2 pending customer dispute.…

Robert Rex, Esq.
July 15, 2019

Andre Davis- Former First Standard Financial Broker-Discloses 13 Customer Disputes-Red Bank, NJ

Andre Davis- Former First Standard Financial Broker-Discloses 13 Customer Disputes-Red Bank, NJ https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g July 15, 2019 July 15, 2019

June 2019, Red Bank, NJ According to publicly available records Andre Pierre Davis (CRD#1417097) , a stockbroker who is not currently registered and who was last registered with First Standard Financial…

Robert Rex, Esq.
July 15, 2019

Michael Stanton-Worden Capital Management Broker- Discloses $15M Pending Customer Dispute- NYC

Michael Stanton-Worden Capital Management Broker- Discloses $15M Pending Customer Dispute- NYC https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g July 15, 2019 July 15, 2019

July 2019-New York, NY The FINRA records of Michael Salvatore Stanton, a financial advisor employed by Worden Capital Management disclose 2 regulatory events, 3 prior customer disputes, 1 pending customer dispute, a…

Robert Rex, Esq.
June 11, 2019

Craig Bonn-Former Laidlaw & Company Broker-Discloses Customer Disputes- New York

Craig Bonn-Former Laidlaw & Company Broker-Discloses Customer Disputes- New York https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g June 11, 2019 June 11, 2019

June 2019 – New York According to publicly available records, a former Laidlaw & Company financial advisor, Craig A. Bonn discloses 1 pending and 2 prior customer disputes. The Financial Industry…

Robert Rex, Esq.
May 13, 2019

Kevin R. Wilson-Former Laidlaw & Co. Financial Advisor-Subject of Millions in Claims for Private Placement Losses-New York

Kevin R. Wilson-Former Laidlaw & Co. Financial Advisor-Subject of Millions in Claims for Private Placement Losses-New York https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g May 13, 2019 May 13, 2019

April 2021 – New York According to publicly available records, former Laidlaw & Company financial advisor Kevin R. Wilson discloses 7 pending customer disputes and 4 prior customer disputes, all…

Robert Rex, Esq.
October 30, 2018

Robert Abramowitz- National Securities Corp. Broker- Discloses Customer Disputes- Melville, NY

Robert Abramowitz- National Securities Corp. Broker- Discloses Customer Disputes- Melville, NY https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g October 30, 2018 October 30, 2018

October 2018- Melville, NY According to publicly available records Robert Abramowitz (CRD#4457589), a stockbroker who is registered with National Securities Corp. disclose a prior customer dispute and 2 pending customer disputes..…

Robert Rex, Esq.
October 1, 2018

Greg Patterson-Four Points Capital Broker-Discloses Excessive Trading Investigation by Regulators-Montana / New York

Greg Patterson-Four Points Capital Broker-Discloses Excessive Trading Investigation by Regulators-Montana / New York https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g October 1, 2018 October 1, 2018

September 2018- New York Gregory Don Patterson , a stockbroker who is currently registered with Four Points Capital Partners, a Texas LLC, (Four Points) discloses a prior customer dispute, a currently pending regulatory…

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