National Securities Corporation

  • Robert Rex, Esq.

Mark Kolta-Former National Securities Corp Broker-Subject of Customer Suits -New York
Mark Kolta-Former National Securities Corp Broker-Subject of Customer Suits -New York 150 150 Robert Rex, Esq.

September 2021 -Garden City , New York According to publicly available records Mark Sam Kolta ,  a   stockbroker who formerly worked for National Securities Corp.  and who  is currently registered with Worden Capital Management, disclose…

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  • Robert Rex, Esq.

Christopher Orlando- Former Spartan Capital Broker- Barred From Industry by Regulator-Staten Island, NY
Christopher Orlando- Former Spartan Capital Broker- Barred From Industry by Regulator-Staten Island, NY 150 150 Robert Rex, Esq.

September 2021- Staten Island, NY The FINRA records of  Christopher G. Orlando ,  a  former financial advisor who was last employed by  Spartan Capital Securities disclose a regulatory event and two…

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  • Robert Rex, Esq.

Marshall Isaacson-Former Newbridge Securites Broker-Permanently Barred from FINRA- Discloses 4 Customer Disputes, 2 Pending Customer Disputes and 2 Tax Liens- Boca Raton, FLs
Marshall Isaacson-Former Newbridge Securites Broker-Permanently Barred from FINRA- Discloses 4 Customer Disputes, 2 Pending Customer Disputes and 2 Tax Liens- Boca Raton, FLs 150 150 Robert Rex, Esq.

August 2020- Boca Raton, FL According to publicly available records, former Newbridge Securities Corporation,  financial advisor Marshall Isaacson,  is barred from FINRA and discloses 4 customer disputes. The Financial Industry Regulatory…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Bill Braun formerly with National Securities Corp.
Rex Securities Law Investment Fraud Attorney Investigates Bill Braun formerly with National Securities Corp. 150 150 Robert Rex, Esq.

Last Updated: December 2023 (Boca Raton, FL) Bill Braun Investigation Summary Here’s what you need to know about Boca Raton, FL, stockbroker Bill Braun: Name: Mr. William John Braun Current…

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  • Robert Rex, Esq.

Allan Montalbano-Former Worden Capital Broker- Discloses 14 Customer Disputes- Westbury, NY
Allan Montalbano-Former Worden Capital Broker- Discloses 14 Customer Disputes- Westbury, NY 150 150 Robert Rex, Esq.

October 2019- Westbury, NY According to publicly available records Allan P Montalbano (CRD#4507029) ,  a  stockbroker who is not currently registered  and who was last registered with Worden Capital Management ,…

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  • Robert Rex, Esq.

Albert Foronda- Spartan Capital Securities Broker- Discloses Customer Disputes- NYC
Albert Foronda- Spartan Capital Securities Broker- Discloses Customer Disputes- NYC 150 150 Robert Rex, Esq.

October 2019- NYC, NY According to publicly available records Albert Foronda.   (CRD#5737620 ,  a  stockbroker  currently registered  with Spartan Capital Securities,  disclose a prior customer dispute and 2 pending customer dispute.…

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  • Robert Rex, Esq.

Michael Stanton-Worden Capital Management Broker- Discloses $15M Pending Customer Dispute- NYC
Michael Stanton-Worden Capital Management Broker- Discloses $15M Pending Customer Dispute- NYC 150 150 Robert Rex, Esq.

July 2019-New York, NY The FINRA records of  Michael Salvatore Stanton,  a  financial advisor employed by  Worden Capital Management disclose 2 regulatory events,  3 prior customer disputes, 1 pending customer dispute, a…

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