NonTraded Business Development Companies

  • Robert Rex, Esq.

Charles Kulch Investigation-NEXT FInancial/Investors Capital Broker-Nashua, NH
Charles Kulch Investigation-NEXT FInancial/Investors Capital Broker-Nashua, NH 150 150 Robert Rex, Esq.

  See this for March 2024 Update on former NEXT Financial Group Broker Charles Kulch   April 1, 2016- Nashua, New Hampshire FINRA records report that NEXT Financial Group stockbroker Charles…

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  • Robert Rex, Esq.

Thomas P. Smith-Former Titan Securities Broker-Discloses Customer Dispute Over Alternative Investment-Arlington, TX
Thomas P. Smith-Former Titan Securities Broker-Discloses Customer Dispute Over Alternative Investment-Arlington, TX 150 150 Robert Rex, Esq.

April 2017-Arlington, Texas The FINRA records of  Thomas P. Smith ,  a   stockbroker who is currently registered with Center Street Securities disclose a pending customer dispute. The Financial Industry Regulatory Authority (FINRA) is the…

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  • Robert Rex, Esq.

VSR Financial Services Ordered to Pay Couple $307,000 For Recommendation of Alternative Investments
VSR Financial Services Ordered to Pay Couple $307,000 For Recommendation of Alternative Investments 150 150 Robert Rex, Esq.

February 17, 2016 A FINRA (FInancial Industry Regulatory Authority) arbitration panel recently ordered VSR Financial Services to pay  a Louisiana couple  over $300,000 in damages for losses on non-traded real estate…

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  • Robert Rex, Esq.

Investigation of VFG Securities in Plano, Texas- Sale of REITs & Alternative Investments
Investigation of VFG Securities in Plano, Texas- Sale of REITs & Alternative Investments 150 150 Robert Rex, Esq.

February 17, 2016- Plano, Texas Rex Securities Law is investigating VFG Securities, a broker dealer headquartered in Culver City California, with offices in Plano, Texas, in connection with the sale…

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