• Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Coley Thompson Bellamy, Broker with NYLIFE Securities LLC and Eagle Strategies LLC
Rex Securities Law Investment Fraud Attorney Investigates Coley Thompson Bellamy, Broker with NYLIFE Securities LLC and Eagle Strategies LLC 150 150 Robert Rex, Esq.

Last Updated: September 2025 — San Antonio, TX Coley Thompson Bellamy Investigation Summary Here’s what you need to know about San Antonio, TX stockbroker Coley Thompson Bellamy: Name: Coley T.…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates NYLIFE Securities Formerly a Broker Marcus Moon
Rex Securities Law Investment Fraud Attorney Investigates NYLIFE Securities Formerly a Broker Marcus Moon 150 150 Robert Rex, Esq.

Last updated: September 2025 – Miramar, FL Here’s what you need to know about Miramar, FL, stockbroker Marcus K. Moon: Name: Marcus Kovac Moon Current Employer: Not currently registered with a…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Juan Gauna formerly with NY Life Securities
Rex Securities Law Investment Fraud Attorney Investigates Juan Gauna formerly with NY Life Securities 150 150 Robert Rex, Esq.

Last Updated: September 2025 (Edinburg, Texas) Juan Gauna Investigation Summary Here’s what you need to know about Edniburg, Texas, stockbroker Juan Gauna: Name: Mr. Juan Antonio Gauna Current Employer: Not…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates NYLife Securities LLC Former Broker Paul Edwards
Rex Securities Law Investment Fraud Attorney Investigates NYLife Securities LLC Former Broker Paul Edwards 150 150 Robert Rex, Esq.

Last Updated: February 2025, Palm Bay, FL Here’s what you need to know about Palm Bay, FL, former stockbroker Paul Edwards: Name: Mr. Paul Edwards CRD Number: 5967107 Current Status:…

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  • ER

Cynthia Barreira – NYLife Securities Broker- Has Pending Customer Dispute Over Annuity Recommendation-Knoxville, TN
Cynthia Barreira – NYLife Securities Broker- Has Pending Customer Dispute Over Annuity Recommendation-Knoxville, TN 150 150 ER

Cynthia Barriera Investigation June 2023 – Knoxville, TN According to publicly available records  Cynthia Barreira,  a  NYLife Securities broker, discloses a pending customer dispute in connection with the purchase of annuities.…

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  • ER

Christine Bourdelais-Former NY Life Securities Financial Advisor Suspended by Regulator-Norfolk, VA
Christine Bourdelais-Former NY Life Securities Financial Advisor Suspended by Regulator-Norfolk, VA 150 150 ER

Christine Bourdelais Investigation June  2023, Norfolk, VA According to publicly available records Christine Bourdelais, a former NYLife Securities broker discloses a final regulatory matter. The Financial Industry Regulatory Authority (FINRA) is the agency…

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  • Robert Rex, Esq.

Ashley Woodard-Former VOYA Financial Broker- Disgruntled Investors Paid Over $14 Million-Greenville, South Carolina
Ashley Woodard-Former VOYA Financial Broker- Disgruntled Investors Paid Over $14 Million-Greenville, South Carolina 150 150 Robert Rex, Esq.

Ashley Woodard Investigation May 2023 – Greenville/ Greer , South Carolina According to publicly available records  Ashley Charles Woodard  ,  a  stockbroker previously employed by VOYA Financial,  discloses 16 prior customer dispute…

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  • ER

Daniel Pita-Former NYLife Securities Broker-Barred From Securities Industry by Regulators – Sunrise, FL
Daniel Pita-Former NYLife Securities Broker-Barred From Securities Industry by Regulators – Sunrise, FL 150 150 ER

Daniel Pita Investigation April 2023-Sunrise, FL According to publicly available records Daniel Pita , a former broker who last worked for NYLife Securities,  discloses a final regulatory matter resulting in a…

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  • ER

Kyle Wittgren -Former NYLife Broker-Subject of 2 Regulatory Events and Termination from Employment-Frisco, TX
Kyle Wittgren -Former NYLife Broker-Subject of 2 Regulatory Events and Termination from Employment-Frisco, TX 150 150 ER

Kyle Wittgren Investigation February 20, 2023- Frisco, TX The FINRA records of Kyle Wittgren,  a stock broker previously employed by NYLife Securities,  disclose 2 regulatory events and a termination from employment. The…

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  • ER

Michael Gianetti-Former MML Investor Services Broker-Barred from FINRA- McKinney-TX
Michael Gianetti-Former MML Investor Services Broker-Barred from FINRA- McKinney-TX 150 150 ER

Micheal Gianetti Investigation February 2023-McKinney, TX The FINRA records of  Micheal Gianneti,  a former MML Investor Services broker, disclose that he is permanently barred from FINRA. The Financial Industry Regulatory Authority (FINRA)…

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