Last Updated: March 2026 — Frisco, TX Here’s what you need to know about Frisco, TX stockbroker Mark P. Kissinger: Name:Mark Perry Kissinger Current Employer: NYLIFE Securities LLC — 2600…
read moreLast Updated: February 2026 — San Antonio, TX Here’s what you need to know about San Antonio, TX stockbroker Rylan Chase Haecker: Name: Rylan Chase Haecker Current Employer: Not currently registered with…
read moreLast Updated: September 2025 — San Antonio, TX Coley Thompson Bellamy Investigation Summary Here’s what you need to know about San Antonio, TX stockbroker Coley Thompson Bellamy: Name: Coley T.…
read moreLast updated: September 2025 – Miramar, FL Here’s what you need to know about Miramar, FL, stockbroker Marcus K. Moon: Name: Marcus Kovac Moon Current Employer: Not currently registered with a…
read moreLast Updated: September 2025 (Edinburg, Texas) Juan Gauna Investigation Summary Here’s what you need to know about Edniburg, Texas, stockbroker Juan Gauna: Name: Mr. Juan Antonio Gauna Current Employer: Not…
read moreLast Updated: February 2025, Palm Bay, FL Here’s what you need to know about Palm Bay, FL, former stockbroker Paul Edwards: Name: Mr. Paul Edwards CRD Number: 5967107 Current Status:…
read moreCynthia Barriera Investigation June 2023 – Knoxville, TN According to publicly available records Cynthia Barreira,  a NYLife Securities broker, discloses a pending customer dispute in connection with the purchase of annuities.…
read moreChristine Bourdelais Investigation June  2023, Norfolk, VA According to publicly available records Christine Bourdelais, a former NYLife Securities broker discloses a final regulatory matter. The Financial Industry Regulatory Authority (FINRA) is the agency…
read moreAshley Woodard Investigation May 2023 – Greenville/ Greer , South Carolina According to publicly available records Ashley Charles Woodard  ,  a stockbroker previously employed by VOYA Financial,  discloses 16 prior customer dispute…
read moreDaniel Pita Investigation April 2023-Sunrise, FL According to publicly available records Daniel Pita , a former broker who last worked for NYLife Securities,  discloses a final regulatory matter resulting in a…
read more