Oil and Gas Partnerships

  • Robert Rex, Esq.

Plano Based Red River Securities & Brian Hardwick Named In Securities Complaint
Plano Based Red River Securities & Brian Hardwick Named In Securities Complaint 150 150 Robert Rex, Esq.

July 27, 2015- Plano, Texas The Financial Industry Regulatory Authority (FINRA) filed a complaint against Plano based Red River Securities and Brian Keith Hardwick alleging that they violated the Securities…

read more
  • Robert Rex, Esq.

Robert Hinz-Former VSR Financial Services Broker-Discloses Customer Disputes
Robert Hinz-Former VSR Financial Services Broker-Discloses Customer Disputes 150 150 Robert Rex, Esq.

UPDATE DECEMBER 2016–FINRA records indicate that Robert M. Hinz, Jr. left VSR Financial Services in July 2016 and is not currently registered with any FINRA broker dealer. ORIGINAL POST – Seatlle,…

read more
  • Robert Rex, Esq.

Harrison Schumacher & Quantum Energy Named In SEC Action
Harrison Schumacher & Quantum Energy Named In SEC Action 150 150 Robert Rex, Esq.

August 27, 2015 The Securities and Exchange Commission (SEC) has alleged that Harrison Schumacher and his two Los Angeles companies, Quantum Energy LLC and Quaneco LLC, raised over $12.3 million…

read more
  • Robert Rex, Esq.

Carson Energy / Austin Texas Residents Named In Iowa Oil & Gas Securities Fraud Action
Carson Energy / Austin Texas Residents Named In Iowa Oil & Gas Securities Fraud Action 150 150 Robert Rex, Esq.

August 28, 2015 Iowa Insurance Commissioner Nick Gerhart issued a cease and desist order to the following Austin, Texas residents: Carson Energy, Inc.              …

read more
  • Robert Rex, Esq.

Mark Plummer/Chestnut Exploration Expelled From Securities Industry-Richardson, TX
Mark Plummer/Chestnut Exploration Expelled From Securities Industry-Richardson, TX 150 150 Robert Rex, Esq.

DECEMBER 2016 UPDATE-Richardson, Texas In an Extended Hearing Panel Decision, FINRA expelled Texas E&P Partners for providing a falsified document to FINRA during an investigation. Mark Plummer, its CEO, was…

read more
  • Robert Rex, Esq.

Former Winter Park. FL, Man Arrested on Oil & Gas Fraud Charges in Texas
Former Winter Park. FL, Man Arrested on Oil & Gas Fraud Charges in Texas 150 150 Robert Rex, Esq.

July 10, 2015 The Dallas Morning News reports that Justin Spearman, 27, of Winter Park, Florida, has been charged in the Eastern District of Texas with wire fraud in connection…

read more
  • Robert Rex, Esq.

Robert K Smith- Former Berthel Fisher Broker-Discloses Customer Disputes- Mobile, Alabama
Robert K Smith- Former Berthel Fisher Broker-Discloses Customer Disputes- Mobile, Alabama 150 150 Robert Rex, Esq.

UPDATE MARCH 2017-In  April 2016 Robert K. Smith was suspended by FINRA for three. The suspension was lifted July 12, 2016.  Smith currently discloses a total of 13 prior customer…

read more
  • Robert Rex, Esq.

Colorado Man Indicted for Securities Fraud in Connection with Ohio Oil & Gas Deals
Colorado Man Indicted for Securities Fraud in Connection with Ohio Oil & Gas Deals 150 150 Robert Rex, Esq.

June 25, 2015 According to the Colorado Division of Securities , Adam Edward Hirschfeld, 32, of Centennial, Colorado has been indicted for securities fraud in connection with raising money at least…

read more
  • Robert Rex, Esq.

San Antonio Oil & Gas Promoter Shut Down by Texas State Securities Board
San Antonio Oil & Gas Promoter Shut Down by Texas State Securities Board 150 150 Robert Rex, Esq.

June 23, 2015-Austin, Texas John Morgan, Texas Securities Commissioner, entered a Cease and Desist Order against Petro-San Resources LLC and Sean Patrick Riley of San Antonio, Texas, alleging that they…

read more
Enter your
text here
Verified by MonsterInsights